0001017712-12-000058.txt : 20121219
0001017712-12-000058.hdr.sgml : 20121219
20121219203712
ACCESSION NUMBER: 0001017712-12-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121218
FILED AS OF DATE: 20121219
DATE AS OF CHANGE: 20121219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COOK GERALD
CENTRAL INDEX KEY: 0001248272
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 121275697
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-18
0
0001017712
HOT TOPIC INC /CA/
HOTT
0001248272
COOK GERALD
18305 E. SAN JOSE AVE.
CITY OF INDUSTRY
CA
91748
0
1
0
0
Chief Store Officer
Common Stock
2012-12-18
4
M
0
2856
6.37
A
19141
D
Common Stock
2012-12-18
4
S
0
2856
10.045
D
16285
D
Common Stock
2012-12-18
4
M
0
2800
5.77
A
19085
D
Common Stock
2012-12-18
4
S
0
2800
10.25
D
16285
D
Non-Qualified Stock Option (right to buy)
5.77
2012-12-18
4
M
0
2800
0
D
2012-03-30
2021-03-30
Common Stock
2800
190950
D
Non-Qualified Stock Option (right to buy)
6.37
2012-12-18
4
M
0
2856
0
D
2011-03-17
2020-03-17
Common Stock
2856
68750
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 21, 2012.
This transaction was executed in multiple trades at prices ranging from $10.00 to $10.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vest quarterly thereafter.
Gerald Cook
2012-12-19