0001017712-12-000056.txt : 20121218
0001017712-12-000056.hdr.sgml : 20121218
20121218181052
ACCESSION NUMBER: 0001017712-12-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20121217
FILED AS OF DATE: 20121218
DATE AS OF CHANGE: 20121218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COOK GERALD
CENTRAL INDEX KEY: 0001248272
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 121272557
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-17
0
0001017712
HOT TOPIC INC /CA/
HOTT
0001248272
COOK GERALD
18305 E. SAN JOSE AVE.
CITY OF INDUSTRY
CA
91748
0
1
0
0
Chief Store Officer
Common Stock
2012-12-17
4
M
0
1844
6.37
A
18129
D
Common Stock
2012-12-17
4
S
0
1844
10
D
16285
D
Non-Qualified Stock Option (right to buy)
6.37
2012-12-17
4
M
0
1844
0
D
2011-03-17
2020-03-17
Common Stock
1844
71606
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 21, 2012.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vest quarterly thereafter.
Gerald Cook
2012-12-18
EX-24
2
poacook.txt
EDGAR SUPPORTING DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Jim McGinty, Jonathan Block and George Wehlitz, signing
individually, the undersigned's true and lawful attorneys-in fact and agents to:
(1) execute for and on behalf of the undersigned, an officer
or director of Hot Topic, Inc. (the "Company"), Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities Exchange Act of 1934,
as amended (the "Exchange Act") and the rules thereunder,
(2) do and perform any and all acts for and on behalf of the
undersigned that may be necessary or desirable to complete and execute
such Form 3, 4 or 5, complete and execute any amendment or amendments
thereto, and timely file such forms or amendments with the United
States Securities and Exchange Commission and any stock exchange or
similar authority; and
(3) take any other action of any nature whatsoever in
connection with the foregoing which, in the opinion of such
attorney-in-facts, may be of benefit, in the best interest of, or
legally required by, the undersigned, it being understood that the
documents executed by such attorney-in-facts on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such .terms and conditions as such attorney-in-facts
may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-facts full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-facts, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
earliest to occur of (a) the undersigned is no longer required to file Forms 3,
4 and 5 with respect to the undersigned's holdings of and transactions in
securities issued by the Company, (b) revocation by the undersigned in a signed
writing delivered to the foregoing attorneys-in-fact or (c) as to any
attorney-in-facts individually, until such attorney-in-facts shall no longer be
employed by the Company.
IN WITNESS WHEREOF, the undersigned has executed this document as of
December 17, 2012.
/s/ Gerald Cook
-----------------------------
Gerald Cook