0001017712-12-000040.txt : 20121102
0001017712-12-000040.hdr.sgml : 20121102
20121102184700
ACCESSION NUMBER: 0001017712-12-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121101
FILED AS OF DATE: 20121102
DATE AS OF CHANGE: 20121102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COOK GERALD
CENTRAL INDEX KEY: 0001248272
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 121178135
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2012-11-01
0
0001017712
HOT TOPIC INC /CA/
HOTT
0001248272
COOK GERALD
18305 E. SAN JOSE AVE.
CITY OF INDUSTRY
CA
91748
0
1
0
0
Chief Store Officer
Common Stock
2012-11-01
4
M
0
1333
4.75
A
17618
D
Common Stock
2012-11-01
4
S
0
1333
9.5
D
16285
D
Non-Qualified Stock Option (right to buy)
4.75
2012-11-01
4
M
0
1333
0
D
2009-03-26
2018-03-26
Common Stock
1333
73067
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 21, 2012.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vested quarterly thereafter. The stock option is fully vested and exercisable.
By: George Wehlitz, Attorney in Fact For: Gerald Cook
2012-11-02