0001017712-12-000020.txt : 20120328
0001017712-12-000020.hdr.sgml : 20120328
20120328202821
ACCESSION NUMBER: 0001017712-12-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120327
FILED AS OF DATE: 20120328
DATE AS OF CHANGE: 20120328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGINTY JIM
CENTRAL INDEX KEY: 0001248270
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 12722064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0305
4
2012-03-27
0
0001017712
HOT TOPIC INC /CA/
HOTT
0001248270
MCGINTY JIM
18305 E. SAN JOSE AVE.
CITY OF INDUSTRY
CA
91748
0
1
0
0
Chief Financial Officer
Common Stock
2012-03-27
4
M
0
23447
4.75
A
56870
D
Common Stock
2012-03-27
4
S
0
23447
10.5779
D
33423
D
Non-Qualified Stock Option (right to buy)
4.75
2012-03-27
4
M
0
23447
0
D
2009-03-26
2018-03-26
Common Stock
23447
26553
D
The shares described above were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2011.
This transaction was executed in multiple trades at prices ranging from $10.55 to $10.705. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vested quarterly thereafter. The stock option is fully vested and exercisable.
Jim McGinty
2012-03-28