0001017712-12-000018.txt : 20120322 0001017712-12-000018.hdr.sgml : 20120322 20120322135542 ACCESSION NUMBER: 0001017712-12-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120321 FILED AS OF DATE: 20120322 DATE AS OF CHANGE: 20120322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KYEES JOHN E CENTRAL INDEX KEY: 0001249436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 12708923 MAIL ADDRESS: STREET 1: C/O VERA BRADLEY, INC. STREET 2: 2208 PRODUCTION ROAD CITY: FORT WAYNE STATE: IN ZIP: 46808 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-03-21 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001249436 KYEES JOHN E 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 1 0 0 0 Common Stock 2012-03-21 4 A 0 515 0 A 515 D Non-Qualified Stock Option (right to buy) 10.14 2012-03-21 4 A 0 3554 0 A 2022-03-21 Common Stock 3554 3554 D Reflects unvested Restricted Stock granted on March 21, 2012. 25% of the shares subject to the stock option vest and become exercisable on March 21, 2013. The remaining shares vest and become exercisable thereafter in equal quarterly installments over three years. John Kyees 2012-03-22