0001017712-12-000002.txt : 20120313 0001017712-12-000002.hdr.sgml : 20120313 20120313151239 ACCESSION NUMBER: 0001017712-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120309 FILED AS OF DATE: 20120313 DATE AS OF CHANGE: 20120313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGINTY JIM CENTRAL INDEX KEY: 0001248270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 12686959 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-03-09 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248270 MCGINTY JIM 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 0 1 0 0 Chief Financial Officer Common Stock 2012-03-09 4 M 0 25000 4.75 A 58423 D Common Stock 2012-03-09 4 S 0 25000 10.0438 D 33423 D Non-Qualified Stock Option (right to buy) 4.75 2012-03-09 4 M 0 25000 0 D 2009-03-26 2018-03-26 Common Stock 25000 50000 D The shares described above were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2011. Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan. This transaction was executed in multiple trades at prices ranging from $9.89 to $10.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vests 25% one year after the date of grant and 6.25% at the end of each quarter thereafter. By: George Wehlitz, Attorney in fact For: James McGinty 2012-03-13