0001017712-11-000038.txt : 20111005 0001017712-11-000038.hdr.sgml : 20111005 20111005194254 ACCESSION NUMBER: 0001017712-11-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111003 FILED AS OF DATE: 20111005 DATE AS OF CHANGE: 20111005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mizicko Mark CENTRAL INDEX KEY: 0001531598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 111128092 MAIL ADDRESS: STREET 1: 18305 E. SAN JOSE AVE. CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-10-03 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001531598 Mizicko Mark 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 0 1 0 0 SVP, PLANNING & ALLOCATION Non-Qualified Stock Option (right to buy) 7.32 2011-10-03 4 A 0 200000 0 A 2021-10-03 Common Stock 200000 200000 D This option vests 25% one year after the date of grant and 6.25% at the end of each quarter thereafter. By: Jonathan Block, Attorney in Fact For: Mark Mizicko 2011-10-05