0001017712-11-000016.txt : 20110408
0001017712-11-000016.hdr.sgml : 20110408
20110408182133
ACCESSION NUMBER: 0001017712-11-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110408
FILED AS OF DATE: 20110408
DATE AS OF CHANGE: 20110408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daniel Christopher F
CENTRAL INDEX KEY: 0001330956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 11750583
MAIL ADDRESS:
STREET 1: 18305 E SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-04-08
0
0001017712
HOT TOPIC INC /CA/
HOTT
0001330956
Daniel Christopher F
18305 E. SAN JOSE AVE.
CITY OF INDUSTRY
CA
91748
0
1
0
0
President, Torrid
Common Stock
2011-04-08
4
M
0
75000
4.75
A
77750
D
Common Stock
2011-04-08
4
S
0
75000
6.0001
D
2750
D
Non-Qualified Stock Option (right to buy)
4.75
2011-04-08
4
M
0
75000
0
D
2009-03-26
2018-03-26
Common Stock
75000
25000
D
The trasnactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2011.
This transaction was executed in multiple trades at prices ranging from $6.00 to $6.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
By: Jim McGinty, Attorney in Fact For: Christopher Daniel
2011-04-08