0001017712-11-000016.txt : 20110408 0001017712-11-000016.hdr.sgml : 20110408 20110408182133 ACCESSION NUMBER: 0001017712-11-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110408 FILED AS OF DATE: 20110408 DATE AS OF CHANGE: 20110408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daniel Christopher F CENTRAL INDEX KEY: 0001330956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 11750583 MAIL ADDRESS: STREET 1: 18305 E SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-04-08 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001330956 Daniel Christopher F 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 0 1 0 0 President, Torrid Common Stock 2011-04-08 4 M 0 75000 4.75 A 77750 D Common Stock 2011-04-08 4 S 0 75000 6.0001 D 2750 D Non-Qualified Stock Option (right to buy) 4.75 2011-04-08 4 M 0 75000 0 D 2009-03-26 2018-03-26 Common Stock 75000 25000 D The trasnactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2011. This transaction was executed in multiple trades at prices ranging from $6.00 to $6.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. By: Jim McGinty, Attorney in Fact For: Christopher Daniel 2011-04-08