0001017712-11-000006.txt : 20110331
0001017712-11-000006.hdr.sgml : 20110331
20110331185553
ACCESSION NUMBER: 0001017712-11-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110330
FILED AS OF DATE: 20110331
DATE AS OF CHANGE: 20110331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARPER LISA M
CENTRAL INDEX KEY: 0001200503
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28784
FILM NUMBER: 11728104
MAIL ADDRESS:
STREET 1: C/O THE GYMBOREE CORPORATION
STREET 2: 500 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOT TOPIC INC /CA/
CENTRAL INDEX KEY: 0001017712
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 770198182
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91748
BUSINESS PHONE: 6268394681
MAIL ADDRESS:
STREET 1: 18305 EAST SAN JOSE AVENUE
CITY: CITY OF INDUSTRY
STATE: CA
ZIP: 91768
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-03-30
0
0001017712
HOT TOPIC INC /CA/
HOTT
0001200503
HARPER LISA M
18305 E. SAN JOSE AVE.
CITY OF INDUSTRY
CA
91748
1
1
0
0
Chief Executive Officer
Non-Qualified Stock Option (right to buy)
5.77
2011-03-30
4
A
0
500000
0
A
2021-03-30
Common Stock
500000
500000
D
Non-Qualified Stock Option (right to buy)
5.77
2011-03-30
4
A
0
500000
0
A
2021-03-30
Common Stock
500000
1000000
D
One twenty-fourth (1/24th) of the shares subject to the stock option vest and become exercisable on April 21, 2011. The remaining shares vest and become exercisable thereafter in equal monthly installments over a period of two years and are fully vested by March 21, 2013.
The stock option will vest in full and become exercisable, if at all, upon certification by the Compensation Committee of the Board, prior to March 30, 2014, that the weighted average per share closing price of the Company's common stock for any trailing 90 trading days equals or exceeds $11.54.
By: Jim McGinty, Attorney in Fact For: Lisa Harper
2011-03-31