0001017712-11-000006.txt : 20110331 0001017712-11-000006.hdr.sgml : 20110331 20110331185553 ACCESSION NUMBER: 0001017712-11-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110330 FILED AS OF DATE: 20110331 DATE AS OF CHANGE: 20110331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARPER LISA M CENTRAL INDEX KEY: 0001200503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 11728104 MAIL ADDRESS: STREET 1: C/O THE GYMBOREE CORPORATION STREET 2: 500 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-03-30 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001200503 HARPER LISA M 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 1 1 0 0 Chief Executive Officer Non-Qualified Stock Option (right to buy) 5.77 2011-03-30 4 A 0 500000 0 A 2021-03-30 Common Stock 500000 500000 D Non-Qualified Stock Option (right to buy) 5.77 2011-03-30 4 A 0 500000 0 A 2021-03-30 Common Stock 500000 1000000 D One twenty-fourth (1/24th) of the shares subject to the stock option vest and become exercisable on April 21, 2011. The remaining shares vest and become exercisable thereafter in equal monthly installments over a period of two years and are fully vested by March 21, 2013. The stock option will vest in full and become exercisable, if at all, upon certification by the Compensation Committee of the Board, prior to March 30, 2014, that the weighted average per share closing price of the Company's common stock for any trailing 90 trading days equals or exceeds $11.54. By: Jim McGinty, Attorney in Fact For: Lisa Harper 2011-03-31