0001017712-11-000004.txt : 20110323 0001017712-11-000004.hdr.sgml : 20110323 20110323162428 ACCESSION NUMBER: 0001017712-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110321 FILED AS OF DATE: 20110323 DATE AS OF CHANGE: 20110323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN ELIZABETH CENTRAL INDEX KEY: 0001248257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 11706696 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-03-21 1 0001017712 HOT TOPIC INC /CA/ HOTT 0001248257 MCLAUGHLIN ELIZABETH 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 1 1 0 0 Chief Executive Officer Incentive Stock Option (right to buy) 15.33 2011-03-21 4 D 0 6524 D 2012-03-20 Common Stock 6524 0 D Incentive Stock Option (right to buy) 15.61 2011-03-21 4 D 0 6407 D 2013-03-20 Common Stock 6407 0 D Non-Qualified Stock Option (right to buy) 11.31 2011-03-21 4 D 0 200000 D 2017-03-23 Common Stock 200000 0 D Non-Qualified Stock Option (right to buy) 13.9 2011-03-21 4 D 0 200000 D 2016-03-17 Common Stock 200000 0 D Non-Qualified Stock Option (right to buy) 15.33 2011-03-21 4 D 0 293477 D 2012-03-20 Common Stock 293477 0 D Non-Qualified Stock Option (right to buy) 15.61 2011-03-21 4 D 0 293594 D 2013-03-20 Common Stock 293594 0 D Non-Qualified Stock Option (right to buy) 21.24 2011-03-21 4 D 0 175000 D 2015-03-18 Common Stock 175000 0 D The option vested 25% on 3/20/2003 and 6.25% at the end of each quarter thereafter. These options were cancelled pursuant to a mutual separation agreement dated March 21, 2011, between Ms. McLaughlin and Hot Topic, Inc. pursuant to which Ms. McLaughlin will receive continuation of her current annual base salary for 15 months and continuation of her benefits for 36 months following termination of employment. The option vested 25% on 3/20/2004 and 6.25% at the end of each quarter thereafter. The option vested 25% on 3/23/2008 and 6.25% at the end of each quarter thereafter. The option vested 25% on 3/17/2007 and 6.25% at the end of each quarter thereafter. The option vested 25% on 3/18/2006 and 6.25% at the end of each quarter thereafter. By: George Wehlitz, Attorney in Fact For: Elizabeth McLaughlin 2011-03-23