-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NASGsCPSXOPjIMjDbJN0csmrkQi8kL431LDyKBh7UWR6vAJV6Xq/57ifSXbhK8tw +vJPaRe9EoDVhbmWO8xc7A== 0001017712-09-000040.txt : 20091104 0001017712-09-000040.hdr.sgml : 20091104 20091104165512 ACCESSION NUMBER: 0001017712-09-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091102 FILED AS OF DATE: 20091104 DATE AS OF CHANGE: 20091104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kocourek Amy CENTRAL INDEX KEY: 0001474820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 091158366 MAIL ADDRESS: STREET 1: 18305 E, SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-11-02 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001474820 Kocourek Amy 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 0 1 0 0 Chief Merchandising Officer Non-Qualified Stock Option (right to buy) 7.55 2009-11-02 4 A 0 100000 0 A 2019-11-02 Common Stock 100000 100000 D 25% of the Shares subject to the Stock Option vest on November 2, 2010, and 6.25% of the remaining Shares vest quarterly thereafter. By: Jim McGinty, Attorney in Fact For: Amy Kocourek 2009-11-03 -----END PRIVACY-ENHANCED MESSAGE-----