-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VezBPTfHUl1Th9DMu6tqr5I2rfezHPMWQlC01yy6yWbuJKPRWJO+18e/nglUsrsB I5zxubGmlb120xtpp6j98g== 0001017712-09-000034.txt : 20091015 0001017712-09-000034.hdr.sgml : 20091015 20091015180249 ACCESSION NUMBER: 0001017712-09-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091014 FILED AS OF DATE: 20091015 DATE AS OF CHANGE: 20091015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN ELIZABETH CENTRAL INDEX KEY: 0001248257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 091122139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-10-14 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248257 MCLAUGHLIN ELIZABETH 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 1 1 0 0 Chief Executive Officer Common Stock 2009-10-14 4 M 0 120541 3.73 A 471352 D Common Stock 2009-10-14 4 S 0 120541 8.7755 D 350811 D Common Stock 2009-10-15 4 M 0 80192 3.73 A 431003 D Common Stock 2009-10-15 4 S 0 80192 8.8098 D 350811 D Common Stock 2009-10-15 4 M 0 4949 5.97 A 355760 D Common Stock 2009-10-15 4 S 0 4949 8.8098 D 350811 D Non-Qualified Stock Option (right to buy) 3.73 2009-10-14 4 M 0 120541 0 D 2001-02-24 2010-02-24 Common Stock 120541 80192 D Non-Qualified Stock Option (right to buy) 3.73 2009-10-15 4 M 0 80192 0 D 2001-02-24 2010-02-24 Common Stock 80192 0 D Non-Qualified Stock Option (right to buy) 5.97 2009-10-15 4 M 0 4949 0 D 2001-06-28 2010-06-28 Common Stock 4949 0 D This transaction was executed in multiple trades at prices ranging from $8.765 to $8.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $8.72 to $8.895. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes Shares acquired pursuant to the Company's Employee Stock Purchase Plan. Reflects changes in beneficial ownership only and does not identify other securities of the issuer beneficially owned by the reporting person. By: Jim McGinty, Attorney-in-Fact for For: Elizabeth McLaughlin 2009-10-15 -----END PRIVACY-ENHANCED MESSAGE-----