-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CVE1w7wGQ3iJnecmuRXOlaGCiESwR6tw2ApHHJxMUaZtDKVEPTCWkrbFojbaf15P jXBR1ZiJaERl8mTCguCJQg== 0001017712-09-000026.txt : 20090610 0001017712-09-000026.hdr.sgml : 20090610 20090610170549 ACCESSION NUMBER: 0001017712-09-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090609 FILED AS OF DATE: 20090610 DATE AS OF CHANGE: 20090610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUON ANDY CENTRAL INDEX KEY: 0001249763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 09885263 MAIL ADDRESS: STREET 1: 18305 E SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-06-09 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001249763 SCHUON ANDY 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 1 0 0 0 Common Stock 2009-06-09 4 A 0 3316 0 A 20685 D Non-Qualified Stock Option (right to buy) 7.54 2009-06-09 4 A 0 16122 0 A 2019-06-09 Common Stock 16122 16122 D Reflects changes in beneficial ownership only and does not identify other securities of the issuer beneficially owned by the reporting person. 25% of the shares subject to the Stock Option vest and become exercisable on June 9, 2010. The remaining shares vest and become exercisable thereafter in equal quarterly installments over three years. By: James J. McGinty, Attorney-in-Fact For: Andrew Schuon 2009-06-10 -----END PRIVACY-ENHANCED MESSAGE-----