-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SPzjUGJmmRQ055Jo+OFz003AL3DkUQTWHlLlJ5BvOXaMEcg1J/n17xmKZjG9PQLd kTf4QnEF0RW9S+4QQ3WNIw== 0001017712-09-000020.txt : 20090327 0001017712-09-000020.hdr.sgml : 20090327 20090327142406 ACCESSION NUMBER: 0001017712-09-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090326 FILED AS OF DATE: 20090327 DATE AS OF CHANGE: 20090327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUON ANDY CENTRAL INDEX KEY: 0001249763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 09709603 MAIL ADDRESS: STREET 1: 18305 E SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-03-26 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001249763 SCHUON ANDY 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 1 0 0 0 Common Stock 2009-03-26 4 M 0 26250 5.97 A 43619 D Common Stock 2009-03-26 4 D 0 26250 10.5116 D 17369 D Non-Qualified Stock Option (right to buy) 5.97 2009-03-26 4 M 0 26250 0 D 2001-06-28 2010-06-28 Common Stock 26250 0 D This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the issuer beneficially owned by the reporting person. This transaction was executed in multiple trades at prices ranging from $10.46 to $10.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. By: Jim McGinty, Attorney in Fact For: Andrew Schuon 2009-03-27 -----END PRIVACY-ENHANCED MESSAGE-----