-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mjgar/ToG82xPljFDfehwK7Y7Dwk5n4tVqMuaB5WwykUKdZxmoTkI0LzvxZXMypb rcg5WguO0VGtCs5xmokjZw== 0001017712-05-000028.txt : 20050712 0001017712-05-000028.hdr.sgml : 20050712 20050712204303 ACCESSION NUMBER: 0001017712-05-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050711 FILED AS OF DATE: 20050712 DATE AS OF CHANGE: 20050712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGINTY JIM CENTRAL INDEX KEY: 0001248270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 05951235 BUSINESS ADDRESS: STREET 1: 18305 E SAN JOSE AVEUNE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-07-11 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248270 MCGINTY JIM 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 0 1 0 0 Chief Financial Officer Common Stock 2005-07-11 4 M 0 9687 6.97 A 17354 D Common Stock 2005-07-11 4 S 0 9687 20.05 D 7667 D Common Stock 2005-07-11 4 M 0 313 6.97 A 7980 D Common Stock 2005-07-11 4 S 0 313 20.05 D 7667 D Incentive Stock Option (right to buy) 6.97 2005-07-11 4 M 0 313 0 D 2001-08-22 2010-08-22 Common Stock 313 2500 D Non-Qualified Stock Option (right to buy) 6.97 2005-07-11 4 M 0 9687 0 D 2001-08-22 2010-08-22 Common Stock 9687 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2005. Includes 852 shares acquired under the Hot Topic, Inc. Employee Stock Purchase Plan. The option vests 25% one year after the date of grant and 6.25% at the end of each quarter thereafter. Christopher J. Kearns, Atty-in-Fact 2005-07-12 -----END PRIVACY-ENHANCED MESSAGE-----