-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxVb4JphpFUzOxNGhdyInCWtmiQ9fyBbvasRNbk18rrke9PqErtPa+hlE7Xoh919 RtnTwMIPQjHny15UwX9EYg== 0001017712-05-000009.txt : 20050411 0001017712-05-000009.hdr.sgml : 20050411 20050411210652 ACCESSION NUMBER: 0001017712-05-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050408 FILED AS OF DATE: 20050411 DATE AS OF CHANGE: 20050411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVITT CINDY CENTRAL INDEX KEY: 0001248265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 05745079 BUSINESS ADDRESS: STREET 1: 18305 E SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-04-08 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248265 LEVITT CINDY 18305 E. SAN JOSE AVE. CITY OF INDUSTRY CA 91748 0 1 0 0 Vice President, Hot Topic Common Stock 2005-04-08 4 M 0 3000 1.51 A 7279 D Common Stock 2005-04-08 4 S 0 3000 22.79 D 4279 D Common Stock 2005-04-08 4 M 0 4500 3.73 A 8779 D Common Stock 2005-04-08 4 S 0 4500 22.79 D 4279 D Incentive Stock Option (right to buy) 1.51 2005-04-08 4 M 0 3000 0 D 2000-02-23 2009-02-23 Common Stock 3000 0 D Non-Qualified Stock Option (right to buy) 3.73 2005-04-08 4 M 0 4500 0 D 2001-02-24 2010-02-24 Common Stock 4500 8471 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2004. The option vests 25% one year after the date of grant and 6.25% at the end of each quarter thereafter. Christopher J. Kearns, Atty-in-Fact 2005-04-11 -----END PRIVACY-ENHANCED MESSAGE-----