-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L4ph0KdN8QE2D26gt3kksd0PwrBPnUXQPd9qqarHAalBvnbp7jwlDQWN7pad56zR XaWAF6Hl1DdYKOmC9WHZog== 0001017712-04-000007.txt : 20040312 0001017712-04-000007.hdr.sgml : 20040312 20040312083558 ACCESSION NUMBER: 0001017712-04-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040311 FILED AS OF DATE: 20040312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK GERALD CENTRAL INDEX KEY: 0001248272 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 04664187 BUSINESS ADDRESS: STREET 1: 18305 E SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-03-11 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248272 COOK GERALD 0 1 0 0 Chief Operating Officer Common Stock 2004-03-11 4 M 0 6000 10.64 A 7136 D Common Stock 2004-03-11 4 S 0 6000 27.13 D 1136 D Non-Qualified Stock Option (right to buy) 10.64 2004-03-11 4 M 0 6000 27.13 D 2002-02-05 2011-02-05 Common Stock 6000 76256 D The Sales described above were sold pursuant to a Rule 10b5-1 (c) sales plan dated 02/25/2004. Amount of securities beneficially owned includes 362 shares acquired on 12/31/2003 pursuant to the Company's Employee Stock Purchase Plan. This footnote should be in column 5. By: George Wehlitz For: Gerald Cook 2004-03-11 -----END PRIVACY-ENHANCED MESSAGE-----