-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QT6m6RHxDW7wK/I0LQMETt0FDW/5OcRrbFYPoMYvAdlj46HDcvz+Ge5+e8/D0XDv rOuWtnWqKCAbpWWEroguHg== 0001017712-04-000001.txt : 20040116 0001017712-04-000001.hdr.sgml : 20040116 20040116143615 ACCESSION NUMBER: 0001017712-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040114 FILED AS OF DATE: 20040116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNER EDGAR F CENTRAL INDEX KEY: 0001247932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 04529466 BUSINESS ADDRESS: STREET 1: 15822 BERNARDO CENTER DRIVE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586751600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-01-14 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001247932 BERNER EDGAR F 1 0 0 0 Common Stock 2004-01-14 4 M 0 703 2.64 A 5916 D Common Stock 2004-01-14 4 S 0 703 30.63 D 5213 D Common Stock 2004-01-14 4 M 0 8437 5.97 A 13650 D Common Stock 2004-01-14 4 S 0 8437 30.63 D 5213 D Common Stock 46905 I by Trust Non-Qualified Stock Option (right to buy) 2.64 2004-01-14 4 M 0 703 30.63 D 2000-06-01 2009-06-01 Common Stock 703 0 D Non-Qualified Stock Option (right to buy) 5.97 2004-01-14 4 M 0 8437 30.63 D 2001-06-28 2010-06-28 Common Stock 8437 4219 D This note relates to Mr. Edgar Berner's beneficial ownership (should be in column 5) Beneficial Ownership includes 4,000 shares held by the Julia A. Berner Trust, of which Mr. Berner's wife is the trustee. The remainder of the Indirect shares are held in trust by Mr. Edgar Berner. Beneficial Ownership also includes direct ownership of 3,475 shares consisting of Restricted Stock awarded to Mr. Berner on 3/6/2001 (1,587 shares fully vested), 6/13/2002 (936 shares fully vested) and 6/12/2003 (952 shares will fully vest on 6/12/2004) . By: George Wehlitz For: Edgar Berner 2004-01-14 -----END PRIVACY-ENHANCED MESSAGE-----