-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHgaFa5MJdcST99Gk9ikhgPM6jlQX8hNpoqh2V2Sctn9KQLqQ6eV8p914U+eIHD4 4nuV0+fAiZT2XISSc9NOmQ== 0001017712-03-000028.txt : 20031212 0001017712-03-000028.hdr.sgml : 20031212 20031212195011 ACCESSION NUMBER: 0001017712-03-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGINTY JIM CENTRAL INDEX KEY: 0001248270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 031052934 BUSINESS ADDRESS: STREET 1: 5095 ROCKHAMPTON CT CITY: YORBA LINDA STATE: CA ZIP: 92887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-12-08 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248270 MCGINTY JIM 0 1 0 0 Chief Financial Officer Common Stock 2003-12-08 4 M 0 2812 6.97 A 8034 D Common Stock 2003-12-08 4 S 0 2812 28.61 D 5222 D Common Stock 2003-12-08 4 M 0 5188 6.97 A 10410 D Common Stock 2003-12-08 4 S 0 5188 28.61 D 5222 D Incentive Stock Option (right to buy) 6.97 2003-12-08 4 M 0 2812 28.61 D 2001-08-22 2010-08-22 Common Stock 2812 8438 D Non-Qualified Stock Option (right to buy) 6.97 2003-12-08 4 M 0 5188 28.61 D 2001-08-22 2010-08-22 Common Stock 5188 34062 D By: George Wehlitz For: Jim McGinty 2003-12-08 -----END PRIVACY-ENHANCED MESSAGE-----