-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CKwjLICZW/vE12sD2xIazBzCiyryT037w2lZE8JSYUPduK4yrnNlTqEZnCdlO6Qb USu6HL5fLZIDlonclabFfQ== 0001017712-03-000027.txt : 20031212 0001017712-03-000027.hdr.sgml : 20031212 20031212172802 ACCESSION NUMBER: 0001017712-03-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031212 FILED AS OF DATE: 20031212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK GERALD CENTRAL INDEX KEY: 0001248272 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 031052697 BUSINESS ADDRESS: STREET 1: 20331 VIA BADALONE CITY: YORBA LINDA STATE: CA ZIP: 92887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-12-12 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248272 COOK GERALD 0 1 0 0 Chief Operating Officer Common Stock 2003-12-12 4 M 0 5006 10.64 A 5780 D Common Stock 2003-12-12 4 S 0 5006 28.55 D 774 D Common Stock 2003-12-12 4 M 0 994 10.64 A 1768 D Common Stock 2003-12-12 4 S 0 994 28.55 D 774 D Incentive Stock Option (right to buy) 10.64 2003-12-12 4 M 0 5006 28.55 D 2002-02-05 2011-02-05 Common Stock 5006 6094 D Non-Qualified Stock Option (right to buy) 10.64 2003-12-12 4 M 0 994 28.55 D 2002-02-05 2011-02-05 Common Stock 994 82256 D By: George Wehliltz For: Jerry Cook 2003-12-12 -----END PRIVACY-ENHANCED MESSAGE-----