-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DWqamo2nbTQ5RZ5BCS2SY+lJ43IMyCmIjeGh8pmC3gQ1+UrGw3c17iBIRzKrFj9E 9CfKXqQfzjFGiCzxMkLWPA== 0001017712-03-000017.txt : 20031002 0001017712-03-000017.hdr.sgml : 20031002 20031002195525 ACCESSION NUMBER: 0001017712-03-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNER EDGAR F CENTRAL INDEX KEY: 0001247932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 03926056 BUSINESS ADDRESS: STREET 1: 15822 BERNARDO CENTER DRIVE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586751600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-10-01 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001247932 BERNER EDGAR F 1 0 0 0 Common Stock 2003-10-01 4 S 0 1000 23.8 D 83905 I by Trust Common Stock 2003-10-01 5 G 0 1500 0 D 82405 I by Trust Common Stock 5213 D This footnote relates to all shares reflected in column 5: All share amounts including beneficial ownership amounts, have been split adjusted (based on the September 2, 2003 effective date) 3 for 2 stock split. As a result, all share totals, which includes beneficial ownership have been adjusted, effective as of September 2, 2003. This note also relates to Mr. Edgar Berner's beneficial ownership, which includes 6,000 shares held by the Julia A. Berner Trust, of which Mr. Berner's wife is the trustee. The remainder of the indirect shares are held in trust by Mr. Edgar Berner. Beneficial Ownership also includes direct ownership of 5,213 shares consisting of restricted stock awarded to Mr. Berner on 3/6/2001 (2,381 shares fully vested), 6/13/2002 (1,404 shares full vested) and 6/12/2003 (1,428 shares will fully vest on 6/12/2004). By: Jim McGinty For: Edgar Bener 2003-10-01 -----END PRIVACY-ENHANCED MESSAGE-----