-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TyhiY5hDjeplv4HqleWWchQZZ91OMUHJGYpxjhY4VtWp84cdokf0qWLmcIQZHd9O D08+cvqpjYtKvzMo0Pkcdw== 0001017712-03-000016.txt : 20030910 0001017712-03-000016.hdr.sgml : 20030910 20030910200713 ACCESSION NUMBER: 0001017712-03-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 FILED AS OF DATE: 20030910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRUZ JANE CENTRAL INDEX KEY: 0001248269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 03890823 BUSINESS ADDRESS: STREET 1: #3640 CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-09-10 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248269 CRUZ JANE P.O BOX 3640 MANHATTAN BEACH CA 90266 0 1 0 0 Senior Vice President Common Stock 2003-09-10 4 M 0 18000 11.23 A 18347 D Common Stock 2003-09-10 4 S 0 18000 22.48 D 347 D Non-Qualified Stock Option (right to buy) 11.23 2003-09-10 4 M 0 18000 0 D 2002-08-06 2011-08-06 Common Stock 18000 13896 D All share amounts including beneficial ownership amounts, stock option grants and exercises have been split adjusted based on the (September 2, 2003 effective date) 3 for 2 stock split. As a result, all share totals, including beneficial ownership and stock option grants and exercises have been adjusted, effective as of September 2, 2003. Beneficial ownership (the in column 5) includes 347 shares (9/2/03 split adjusted) acquired on June 30, 2003 pursuant to the Company's Employee Stock Purchase Plan. Jane Cruz 2003-09-10 -----END PRIVACY-ENHANCED MESSAGE-----