-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CRmxkv0mU9M0kIv4opvRHycfKNKME/7rgE7kVD/7N+A3wMnTwrX8F5dfqMQlRyXy vwQdkXdIsbz0/agiWX1d4g== 0001017712-03-000014.txt : 20030908 0001017712-03-000014.hdr.sgml : 20030908 20030908210641 ACCESSION NUMBER: 0001017712-03-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030908 FILED AS OF DATE: 20030908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN ELIZABETH CENTRAL INDEX KEY: 0001248257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 03887010 BUSINESS ADDRESS: STREET 1: 2804 THE STRAND CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-09-08 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248257 MCLAUGHLIN ELIZABETH 2804 THE STRAND MANHATTAN BEACH CA 90266 1 1 0 0 President and Common Stock 2003-09-05 4 M 0 30600 2.97 A 112035 D Common Stock 2003-09-05 4 S 0 30600 23.3 D 81435 D Common Stock 2003-09-08 4 M 0 18149 2.97 A 99584 D Common Stock 2003-09-08 4 S 0 18149 22.81 D 81435 D Common Stock 2003-09-08 4 M 0 1251 3.73 A 82686 D Common Stock 2003-09-08 4 S 0 1251 22.81 D 81435 D Incentive Stock Option (right to buy) 2.97 2003-09-05 4 M 0 30600 0 D 1998-06-06 2007-06-06 Common Stock 30600 18149 D Incentive Stock Option (right to buy) 2.97 2003-09-08 4 M 0 18149 0 D 1998-06-06 2007-06-06 Common Stock 18149 0 D Non-Qualified Stock Option (right to buy) 3.73 2003-09-08 4 M 0 1251 0 D 2001-02-24 2010-02-24 Common Stock 1251 350733 D All share amounts including beneficial ownership amounts, stock option grants and exercises have been split adjusted based on the (September 2, 2003 effective date) 3 for 2 stock split. As a result, all share totals, including beneficial ownership and stock option grants and exercises have been adjusted, effective as of September 2, 2003. Beneficial ownership (the 81,435, in column 5) also includes 1,581 shares (9/2/03 split adjusted) acquired on June 30, 2003 pursuant to the Company's Employee Stock Purchase Plan. The shares described above were sold pursuant to a Rule 10b5-1 (c) sales plan dated August 31, 2003. Elizabeth McLaughlin 2003-09-08 -----END PRIVACY-ENHANCED MESSAGE-----