-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AkIWaRtosqbsUrufil1+gogKRHk+MV6nz8v+yS2PQI/8HAwgNBfSu86xAOArh7NC 6QUo4NWOetv7ViO30pknMA== 0001017712-03-000013.txt : 20030908 0001017712-03-000013.hdr.sgml : 20030908 20030908210034 ACCESSION NUMBER: 0001017712-03-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030908 FILED AS OF DATE: 20030908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVITT CINDY CENTRAL INDEX KEY: 0001248265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 03887006 BUSINESS ADDRESS: STREET 1: 855 QUIVERA ST CITY: LAGUNA BEACH STATE: CA ZIP: 92782 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91748 BUSINESS PHONE: 6268394681 MAIL ADDRESS: STREET 1: 18305 EAST SAN JOSE AVENUE CITY: CITY OF INDUSTRY STATE: CA ZIP: 91768 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-09-08 0 0001017712 HOT TOPIC INC /CA/ HOTT 0001248265 LEVITT CINDY 855 QUIVARA ST LAGUNA BEACH CA 92782 0 1 0 0 Vice President, Common Stock 2003-09-08 4 M 0 10000 3.73 A 13141 D Common Stock 2003-09-08 4 S 0 10000 23 D 3141 D Non-Qualified Stock Option (right to buy) 3.73 2003-09-08 4 M 0 10000 0 D 2001-02-24 2010-02-24 Common Stock 10000 12971 D All share amounts including beneficial ownership amounts, stock option grants and exercises have been split adjusted based on the (September 2, 2003 effective date) 3 for 2 stock split. As a result, all share totals, including beneficial ownership and stock option grants and exercises have been adjusted, effective as of September 2, 2003. Beneficial ownership (the 3,141 in column 5) also includes 395 shares (9/2/03 split adjusted) acquired on June 30, 2003 pursuant to the Company's Employee Stock Purchase Plan. Cindy Levitt 2003-09-08 -----END PRIVACY-ENHANCED MESSAGE-----