-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ItZs4/HyaCnK9Ls8wnxNm7/ECRH/NR+LNULbmMuhvgn7wNgAGxnzcKrrrhVzNl90 7fs2ygF4kP3/h6WmHT5eJg== 0000936392-96-000781.txt : 19960917 0000936392-96-000781.hdr.sgml : 19960917 ACCESSION NUMBER: 0000936392-96-000781 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960916 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOT TOPIC INC /CA/ CENTRAL INDEX KEY: 0001017712 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 770198182 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-28784 FILM NUMBER: 96630931 BUSINESS ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 MAIL ADDRESS: STREET 1: 3410 POMONA BLVD CITY: POMONA STATE: CA ZIP: 91768 8-A12G 1 FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Hot Topic, Inc. ------------------------------------------------------ (Exact name of registrant as specified in its charter) California 77-0198182 - ---------------------------------------- ---------------------------------- (State of Incorporation or Organization) (I.R.S. Employer Identification no.) 3410 Pomona Boulevard, Pomona, CA 91768 - ---------------------------------------- ---------------------------------- (Address of principal executive offices) (zip code) If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A(c)(1) please check the following box. / / If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. / / SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: Title of Each Class to Name of Each Exchange on Which be so Registered Each Class is to be Registered None ---------------------- ------------------------------ SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: Common Stock, no par value ----------------------------------------- (Title of class) 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. A description of the Common Stock to be registered hereunder is contained in the section entitled "Description of Capital Stock," commencing at page 41 of the Prospectus included in the Registrant's Registration Statement on Form SB-2, No. 333-5054-LA, filed with the Securities and Exchange Commission (the "Commission") on June 17, 1996, and as subsequently amended on July 18, 1996 and August 27, 1996, and is incorporated herein by reference. ITEM 2. EXHIBITS.
EXHIBIT NUMBER DESCRIPTION - ------- ----------- 1.1 Specimen stock certificate for Registrant's Common Stock.(1) 2.1 Restated Articles of Incorporation of Registrant.(1) 2.2 Form of Amended and Restated Articles of Incorporation, to be filed and become effective upon the effectiveness of this Registration Statement.(1) 2.3 Form of amended and restated Bylaws, to become effective prior to the effectiveness of this Registration Statement.(1) 2.4 Copy of pages 41-42 of the above-referenced Preliminary Prospectus, portions of which are being incorporated herein by reference, pursuant to Rule 12b-23.
- -------- (1) Filed with the Securities and Exchange Commission as an exhibit to Amendment No. 1 to the Registrant's Registration Statement on Form SB-2, No. 333-5054-LA, and incorporated herein by reference. 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. HOT TOPIC, INC. (Registrant) Date: September 9, 1996 By: /s/ Orval D. Madden --------------------------------------- Orval D. Madden President, Chief Executive Officer and Director -----END PRIVACY-ENHANCED MESSAGE-----