0001615774-18-001443.txt : 20180223 0001615774-18-001443.hdr.sgml : 20180223 20180223180438 ACCESSION NUMBER: 0001615774-18-001443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORI FRANK R CENTRAL INDEX KEY: 0001017704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36832 FILM NUMBER: 18638042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGTON/HILCO ACQUISITION CORP. CENTRAL INDEX KEY: 0001622175 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 471455824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)974-5710 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 s109132_form4.xml FORM 4 X0306 4 2018-01-08 1 0001622175 BARINGTON/HILCO ACQUISITION CORP. BHAC 0001017704 MORI FRANK R 64 TURKEY HILL ROAD SOUTH WESTPORT, CT 06880 1 0 0 0 Common Stock 2018-01-08 4 J 0 31300 D 5000 D Common Stock 10000 D Warrants 12.5 2018-01-08 4 J 0 5000 D Common Stock 5000 0 D Right Common Stock 1000 1000 D In connection with the transfer of shares of common stock and warrants of the Issuer, pursuant to an agreement, dated January 3, 2018 (the "Agreement"), between the Issuer, the purchasers party thereto (the "Purchasers"), the Reporting Person and other sellers party thereto, the Purchasers agreed that they would cause to be paid certain obligations of the Issuer in the amount of approximately $2,213,229.11. Represents sponsor insider shares acquired by Reporting Person in connection with the initial public offering of the Issuer. Represents the shares of common stock underlying the 10,000 Units of the Issuer that the Reporting Person owns pursuant to the initial public offering of the Issuer. Each unit ("Unit") consists of one share of common stock, one right ("Right") to automatically receive one-tenth of one share of common stock upon consummation of the Issuer's initial business combination and one warrant ("Warrant") for the purchase of one-half of one share of common stock at a price of $12.50 per full share. Latter of (i) completion of initial business combination and (ii) 12 months from date of prospectus. 3 years after completion of initial business combination. Represents the shares of common stock underlying the 10,000 Units of the Issuer that the Reporting Person acquired pursuant to the initial public offering of the Issuer. Each Unit consists of one share of common stock and one Right. The related Warrant was transferred to the Purchasers pursuant to the transactions contemplated by the Agreement. N/A Each Right entitles the holder to automatically receive one-tenth (1/10) of one share of the Issuer's common stock upon consummation of the Issuer's initial business combination. If the Issuer fails to consummate an initial business combination by June 30, 2018 (unless the date to consummate a business combination is extended), the Issuer will be dissolved and the Rights will expire worthless. Pursuant to the Agreement, the Reporting Person resigned as a director of the Issuer on January 4, 2018, and is no longer a Reporting Person. Certain of the shares beneficially owned by the Reporting Person were disposed of on January 8, 2018. Although no longer a Reporting Person and not required to file this Form 4, the Reporting Person has elected to file this Form 4 with respect to the disposition of certain of his shares and warrants. /s/ Frank R. Mori 2018-02-23