0001209191-19-004299.txt : 20190117 0001209191-19-004299.hdr.sgml : 20190117 20190117172523 ACCESSION NUMBER: 0001209191-19-004299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190115 FILED AS OF DATE: 20190117 DATE AS OF CHANGE: 20190117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABDOO RICHARD A CENTRAL INDEX KEY: 0001017659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 19531601 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N88 W13901 MAIN STREET, SUITE 200 CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N88 W13901 MAIN STREET, SUITE 200 CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-15 0 0001140310 EnSync, Inc. ESNC 0001017659 ABDOO RICHARD A N88 W13901 MAIN STREET, SUITE 200 MENOMONEE FALLS WI 53051 1 0 0 0 Common Stock 148857 D Common Stock 855013 I By Richard A. & Joan F. Abdoo Trust Dtd 9/8/2006 Common Stock 633541 I By R.A. Abdoo & Co., LLC Restricted Stock Units 0.00 2019-01-15 4 A 0 32500 0.00 A Common Stock 32500 32500 D Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. The restricted stock units vested upon grant. /s/ Richard A. Abdoo by Mark R. Busch, attorney-in-fact 2019-01-17