-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GbQPIeZ/ikh32OGVzfhss7QMUVNui/GoL9hn4DJa38Tz3w3M426gCsPhk2K36u20 F+5mnuVGJvy0sgVcSL2sZw== 0000891618-96-002394.txt : 19961028 0000891618-96-002394.hdr.sgml : 19961028 ACCESSION NUMBER: 0000891618-96-002394 CONFORMED SUBMISSION TYPE: S-1MEF PUBLIC DOCUMENT COUNT: 3 333-08647 FILED AS OF DATE: 19961025 EFFECTIVENESS DATE: 19961025 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: INFINITY FINANCIAL TECHNOLOGY INC CENTRAL INDEX KEY: 0001017657 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770227321 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1MEF SEC ACT: 1933 Act SEC FILE NUMBER: 333-14801 FILM NUMBER: 96647576 BUSINESS ADDRESS: STREET 1: 640 CLYDE COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4159406100 MAIL ADDRESS: STREET 1: 640 CLYDE COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 S-1MEF 1 FORM 462(B) 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION AS OF OCTOBER 25, 1996 REGISTRATION NO. 333- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ---------------------- INFINITY FINANCIAL TECHNOLOGY, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) ---------------------- DELAWARE 7372 77-0227321 (STATE OR OTHER JURISDICTION (PRIMARY STANDARD INDUSTRIAL (I.R.S. EMPLOYER OF CLASSIFICATION CODE NUMBER) IDENTIFICATION NUMBER) INCORPORATION OR ORGANIZATION)
640 CLYDE COURT MOUNTAIN VIEW, CA 94043 (415) 940-6100 (ADDRESS AND TELEPHONE NUMBER OF PRINCIPAL EXECUTIVE OFFICES AND PRINCIPAL PLACE OF BUSINESS) ---------------------- TERRY H. CARLITZ CHIEF FINANCIAL OFFICER 640 CLYDE COURT MOUNTAIN VIEW, CA 94043 (415) 940-6100 (NAME, ADDRESS, AND TELEPHONE NUMBER OF AGENT FOR SERVICE) ---------------------- Copies to: MICHAEL C. PHILLIPS, ESQ. DONALD M. KELLER, JR., ESQ. CORI M. ALLEN, ESQ. SONYA F. ERICKSON, ESQ. HANS J. BRASSELER, ESQ. SANJAY K. KHARE, ESQ. Morrison & Foerster LLP Venture Law Group 755 Page Mill Road A Professional Corporation Palo Alto, CA 94304 2800 Sand Hill Road (415) 813-5600 Menlo Park, CA 94025 (415) 854-4488
APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as practicable after this Registration Statement becomes effective. If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. / / If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. /X/ 333-8647 If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. / / If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. / / ---------------------- CALCULATION OF REGISTRATION FEE - --------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------
TITLE OF SHARES PROPOSED MAXIMUM PROPOSED MAXIMUM TO BE AMOUNT TO OFFERING AGGREGATE AMOUNT OF REGISTERED BE REGISTERED PRICE PER SHARE OFFERING PRICE REGISTRATION FEE - --------------------------------------------------------------------------------------------------- Common Stock.. 218,500 shares(1) $ 16.00(2) $ 3,496,000(2) $ 1,206 - --------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------
(1) Includes 28,500 shares which the Underwriters have the option to purchase to cover over-allotments, if any. (2) Estimated solely for the purpose of computing the amount of the registration fee pursuant to Rule 457 under the Securities Act of 1933, as amended. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 EXPLANATORY NOTE Incorporated by reference herein is, in its entirety, the Registration Statement on Form S-1 (File No. 333-8647) of Infinity Financial Technology, Inc. which was declared effective by the Securities and Exchange Commission on October 24, 1996. 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Mountain View, State of California on the 25th day of October, 1996. INFINITY FINANCIAL TECHNOLOGY, INC. By: /S/ TERRY H. CARLITZ ------------------------------------- Terry H. Carlitz Chief Financial Officer and Vice President, Finance Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
SIGNATURE TITLE DATE - ------------------------------------------ ---------------------------- ------------------- /S/ ROGER A. LANG* President, Chief Executive October 25, 1996 - ------------------------------------------ Officer and Director Roger A. Lang (Principal Executive Officer) /S/ TERRY H. CARLITZ Chief Financial Officer and October 25, 1996 - ------------------------------------------ Vice President, Finance Terry H. Carlitz (Principal Financial and Accounting Officer) /S/ CHARLES H. MARSTON* Director October 25, 1996 - ------------------------------------------ Charles H. Marston /S/ TILL M. GULDIMANN* Director October 25, 1996 - ------------------------------------------ Till M. Guldimann /S/ JOHN C. LEWIS* Director October 25, 1996 - ------------------------------------------ John C. Lewis /S/ DOUGLAS M. LEONE* Director October 25, 1996 - ------------------------------------------ Douglas M. Leone /S/ JAMES A. DORRIAN* Director October 25, 1996 - ------------------------------------------ James A. Dorrian *BY: /S/ TERRY H. CARLITZ - ------------------------------------------ Terry H. Carlitz Attorney-in-fact
EX-5.1 2 OPINION OF MORRISON & FOERSTER LLP 1 EXHIBIT 5.1 October 25, 1996 Infinity Financial Technology, Inc. 640 Clyde Court Mountain View, CA 94043 RE: Registration Statement on Form S-1 Ladies and Gentlemen: We have examined the Registration Statement on Form S-1 filed under Rule 462(b) of the Securities Act of 1993, as amended (the "1933 Act"), by Infinity Financial Technology, Inc., a Delaware corporation (the "Company"), with the Securities and Exchange Commission on October 25, 1996 (the "Registration Statement"), relating to the registration under the 1933 Act, of up to 218,500 shares of the Company's common stock, $0.001 par value (the "Stock") (including 28,500 shares subject to the underwriters' over-allotment option) which are to be offered and sold by certain selling stockholders (the "Selling Stockholders"). We understand that the Stock is to be sold to the underwriters named in the Registration Statement for resale to the public. As counsel to the Company, we have examined the proceedings taken, and are familiar with the proceedings proposed to be taken, in connection with the issuance and sale by the Selling Stockholders of the Stock. We are of the opinion that the shares of Stock to be offered and sold by the Selling Stockholders have been duly authorized and legally issued and are fully paid and nonassessable. We consent to the use of this opinion as an exhibit to the Registration Statement and further consent to all references to us in the Registration Statement, the prospectus constituting a part thereof and any amendments thereto. Very truly yours, /s/ Morrison & Foerster LLP Morrison & Foerster LLP EX-23.2 3 CONSENT OF ERNST & YOUNG, INDEPENDENT AUDITORS 1 Exhibit 23.2 CONSENT OF ERNST & YOUNG, INDEPENDENT AUDITORS We consent to the incorporation by reference in this Registration Statement (Form S-1) filed pursuant to Rule 462(b) of the Securities and Exchange Act of 1933, as amended, of our reports dated March 7, 1996, except for Note 8 as to which the date is September 23, 1996, with respect to the consolidated financial statements and schedule of Infinity Financial Technology, Inc., included in its Registration Statement (Form S-1, No 333-8647) for the year ended December 31, 1995, filed with the Securities and Exchange Commission. /s/ ERNST & YOUNG LLP ERNST & YOUNG LLP Palo Alto, California October 24, 1996 -----END PRIVACY-ENHANCED MESSAGE-----