-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GrqE67kYQ8VErjKqAhkm8DG89MIj8NK+03LFndUIwIgqn5zIyEdBZM6Ar2aAtphp NMhl2VdsWP3h1gf4Cv4ViQ== 0000905148-02-000347.txt : 20020414 0000905148-02-000347.hdr.sgml : 20020414 ACCESSION NUMBER: 0000905148-02-000347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020131 FILED AS OF DATE: 20020208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SALES ONLINE DIRECT INC CENTRAL INDEX KEY: 0001017655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 731479833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28720 FILM NUMBER: 02532165 BUSINESS ADDRESS: STREET 1: 4 BRUSSELS STREET STREET 2: SUITE 220 CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5166254040 MAIL ADDRESS: STREET 1: 7633 EAST 63RD PL STREET 2: SUITE 220 CITY: TULSA STATE: OK ZIP: 74133 FORMER COMPANY: FORMER CONFORMED NAME: ROSE INTERNATIONAL LTD DATE OF NAME CHANGE: 19960627 FORMER COMPANY: FORMER CONFORMED NAME: SECURITIES RESOLUTION ADVISORS INC DATE OF NAME CHANGE: 19980814 COMPANY DATA: COMPANY CONFORMED NAME: STENGEL MARC CENTRAL INDEX KEY: 0001081229 OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O SECURITIES RESOLUTION ADVISORS INC STREET 2: 4 BRUSSELS STREET CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087530945 MAIL ADDRESS: STREET 1: C/O SECURITIES RESOLUTION ADVISORS INC STREET 2: 4 BRUSSELS STREET CITY: WORCESTER STATE: MA ZIP: 01610 4 1 efc2-0139_013102form4.txt
- ------------------- FORM 4 - ------------------- [ ] Check box if no longer subject to Section 16. U.S. SECURITIES AND EXCHANGE COMMISSION Form 4 or Form 5 Washington, D.C. 20549 obligations may continue. STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------- ------------------------------------------------------------- 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer* (Check all applicable) SALES ONLINE DIRECT, INC. ------------------------------------------- 3. IRS or Social Security 4. Statement for STENGEL MARC L. Number of Reporting Month/Year - ----------------------------------------------- Person (Voluntary) ____ Director X 10% Owner (Last) (First) (Middle) --- January 2002 ____ Officer (give ___ Other -------------- title below) (specify 5. If Amendment, below) 3743 BIRCH LANE Date of Original - ----------------------------------------------- (Month/Year) (Street) OWINGS MILLS MD 21117 - ---------------------------------------------- ---------------------------- (City) (State) (Zip) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One ___ Reporting Person Form filed by More than ___ One Reporting Person - -----------------------------------------------------------------------------------------------------------------------------------
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- COMMON STOCK, PAR VALUE Date Code (Instr. 3, 4 and 5) Beneficially Form: direct $0.001 PER SHARE (Month/ (Instr. 8) Owned at Direct Bene- Day/ End of (D) or ficial Year) Month Indirect Owner- (Instr. 3 (I) ship and 4) (Instr. 4) (Instr. 4 ---------------------------------------- Code V Amount (A) or Price 7,809,619 (D) - ---------------------------------------------------------------------------------------------------------------------------------- January 2, Rule J 20,000 D $0.035 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.038 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.039 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 3, Rule J 5,000 D 0.041 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.044 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 4, Rule J 10,000 D 0.045 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.049 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 7, Rule J 10,000 D 0.055 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.059 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.062 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.063 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.064 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 5,000 D 0.067 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 5,000 D 0.075 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.079 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 8, Rule J 10,000 D 0.085 D 2002 144(k) Rule 144(k) J 10,000 D 0.088 - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.0915 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 30,000 D 0.095 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.097 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 40,000 D 0.099 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.10 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.102 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.103 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 5,000 D 0.106 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.107 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.117 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 9, Rule J 10,000 D 0.08 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.085 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.086 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 1,000 D 0.09 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.099 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 6,500 D 0.104 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 20,000 D 0.105 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 2,000 D 0.107 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.11 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 20,000 D 0.112 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 2,500 D 0.113 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 10, Rule J 5,000 D 0.08 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 15,000 D 0.083 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.085 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 40,000 D 0.09 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 11, Rule J 10,000 D 0.087 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.088 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 15,000 D 0.09 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.091 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 14, Rule J 10,000 D 0.095 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 15, Rule J 10,000 D 0.089 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.09 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.095 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 16, Rule J 10,000 D 0.089 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.09 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 18, Rule J 27,500 D 0.08 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 22, Rule J 10,000 D 0.08 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 23, Rule J 10,000 D 0.06 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.061 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.064 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 24, Rule J 10,000 D 0.075 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.0751 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 25, Rule J 10,000 D 0.07 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.074 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.075 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 29, Rule J 10,000 D 0.069 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 30, Rule J 10,000 D 0.063 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- January 31, Rule J 10,000 D 0.065 D 2002 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Rule J 10,000 D 0.067 D 144(k) - ---------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 4 of 5 (Print or Type Responses) SEC 1474(7-96)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of 2. Conver- 3. Trans- 4. Transac- 5. Number of 6. Date Exer- 7. Title and 8. Price 9. Number 10. Owner- 11. Na- Deriv- sion or action tion Derivative cisable and Amount of of of ship ture ative Exercise Date Code Securities Expiration Underlying Deriv- Deriv- Form of In- Security Price of (Instr. Acquired (A) Date (Month/ Securities ative ative of direct (Instr. 3) Deriv- (Month/ 8) or Disposed Day/Year) (Instr. 3 Secur- Secur- Deriv- Bene- ative Day/ of (D) and 4) ity ities ative Ficial Security Year) (Instr. 3, (Instr. Bene- Secu- Own- 4, and 5) 5) ficially rity: ership Owned Direct (Inst. at End (D) or 4) of Indi- Month rect (Inst. (I) 4) (Inst. 4) --------------------------------- Date Expira- Exer- tion Amount or cisable Date Title Number of Shares ------- ----- ------- --------- -------- ---------- -------- ----- Code V (A) (D) - ------------ ---------- --------- ------- ---- ---- ---- ------- ----- ------- --------- -------- ---------- -------- ----- - ------------ ---------- --------- ------- --- ---- ----- ------- ----- ------- --------- -------- ---------- -------- ----- - ------------ ---------- --------- ------- --- ---- ----- ------- ----- ------- --------- -------- ---------- -------- ----- - ------------ ---------- --------- ------- --- ---- ----- ------- ----- ------- --------- -------- ---------- -------- ----- - ------------ ---------- --------- ------- --- ---- ----- ------- ----- ------- --------- -------- ---------- -------- ----- If the form is filed by more than reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: **Intentional misstatements or omissions of facts /s/ Marc L. Stengel February 4, 2002 constitute Federal Criminal Violations. -------------------------------------- ---------------- See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Marc L. Stengel Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 5 of 5
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