-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0/isCUUL+7bLR81GtoeIiCm5mMwtE6s8R0JFGfZJZESJPrMYIzEd81MY2BFp5Pc 7gwj7+gDYUCn3gSzm2YPZg== 0000905148-02-000089.txt : 20020413 0000905148-02-000089.hdr.sgml : 20020413 ACCESSION NUMBER: 0000905148-02-000089 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020116 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STENGEL MARC CENTRAL INDEX KEY: 0001081229 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SECURITIES RESOLUTION ADVISORS INC STREET 2: 4 BRUSSELS STREET CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087530945 MAIL ADDRESS: STREET 1: C/O SECURITIES RESOLUTION ADVISORS INC STREET 2: 4 BRUSSELS STREET CITY: WORCESTER STATE: MA ZIP: 01610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SALES ONLINE DIRECT INC CENTRAL INDEX KEY: 0001017655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 731479833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51413 FILM NUMBER: 2510337 BUSINESS ADDRESS: STREET 1: 4 BRUSSELS STREET STREET 2: SUITE 220 CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5166254040 MAIL ADDRESS: STREET 1: 7633 EAST 63RD PL STREET 2: SUITE 220 CITY: TULSA STATE: OK ZIP: 74133 FORMER COMPANY: FORMER CONFORMED NAME: ROSE INTERNATIONAL LTD DATE OF NAME CHANGE: 19960627 FORMER COMPANY: FORMER CONFORMED NAME: SECURITIES RESOLUTION ADVISORS INC DATE OF NAME CHANGE: 19980814 SC 13D/A 1 efc2-0037_fmsch13da115.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No.7)* Sales Online Direct, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock of the Par Value of $0.001 Per Share - ------------------------------------------------------------------------------ (Title of Class of Securities) 794661108 - ------------------------------------------------------------------------------ (CUSIP Number) Alan Richard Sachs, Esquire; West Road Corporate Center, Suite 227, 110 West Road, Towson, Maryland 21204; (410)847-9100 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 4, 2002 - ------------------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13D to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 8 Pages) - ------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D - ------------------------------------------------ ---------------------------- CUSIP No. 794661108 Page 2 of 8 Pages ----- ----- - ------------------------------------------------ ---------------------------- - ---------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marc L. Stengel - ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) X(1) - ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ---------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------------------------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 8,479,119 OWNED BY --------------------------------------------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH --------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 8,479,119 -------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ---------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,479,119 - ---------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ---------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.2%(2) - ---------------------------------------------------------------------------------------------------------------------------- - ----------------------- (1) Footnote 1 to Item 2 of the Cover Page of Stengel's Schedule 13D, that was filed on May 31, 2001, with the Securities and Exchange Commission ("SEC") is incorporated by reference herein. The Maryland Case was settled among all parties thereto pursuant to a Settlement Agreement dated October 23, 2001. (2) Assumes 75,074,117 shares of common stock of the Company are outstanding, as reported by the Company in the Company's Form 10- (continued...) 2 - ---------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION - ------------------ (...continued) QSB filed with the SEC for the Company's fiscal quarter ended September 30, 2001. 3
Schedule 13D Item 1. Security and Issuer This statement on Schedule 13D relates to the shares of common stock of the par value of $0.001 per share (the "Common Stock") of Sales Online Direct, Inc. (the "Company"), a Delaware corporation. The address of the Company's principal executive offices is 4 Brussels Street, Worcester, Massachusetts 01610, as reported by the Company in the Company's Form 10-QSB filed with the Securities and Exchange Commission (the "SEC") for the Company's fiscal quarter ended September 30, 2001. Item 5. Interest in Securities of the Issuer (a) As of the close of business on January 4, 2002, Stengel beneficially owned 8,479,119 shares of the Common Stock of the Company, that represented as of the close of business on January 4, 2002, 11.2% of the issued and outstanding Common Stock of the Company, based on the 75,074,117 shares of Common Stock outstanding, as reported by the Company in the Company's Form 10-QSB filed with the SEC for the Company's fiscal quarter ended September 30, 2001. (b) Stengel has sole power to vote and sole power to dispose of all shares of Common Stock of the Company beneficially owned by Stengel. (c) A description of all transactions in the Common Stock of the Company that were effected by Stengel during the past 60 days or since the most recent filing on Schedule 13D, whichever is less, is set forth on Schedule A attached hereto and incorporated by reference herein. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Stengel's shares of Common Stock of the Company. (e) Not applicable. 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 15, 2002 By: /s/ Marc L. Stengel ------------------------ Marc L. Stengel 5 SCHEDULE A Schedule of Transactions in the Shares No. of Price Per Name Date Shares Sold Share(1) - ---------------------------------------------------------------------------- Common Stock, Par Value September 24, 2001 1,000 $0.012 $0.001 Per Share 61,000 0.013 September 26, 2001 1,000 0.014 25,000 0.015 September 27, 2001 21,000 0.014 September 28, 2001 20,000 0.012 October 24, 2001 10,000 0.050 10,000 0.055 10,000 0.0675 10,000 0.069 10,000 0.070 6,000 0.080 October 25, 2001 10,000 0.065 October 26, 2001 10,000 0.050 October 29, 2001 10,000 0.050 10,000 0.055 October 30, 2001 10,000 0.060 10,000 0.065 10,000 0.0675 October 31, 2001 10,000 0.070 5,000 0.075 November 1, 2001 10,000 0.085 20,000 0.0875 25,000 0.0975 15,000 0.100 10,000 0.1025 November 5, 2001 10,000 0.069 6 No. of Price Per Name Date Shares Sold Share(1) - ---------------------------------------------------------------------------- 10,000 0.0775 November 7, 2001 4,000 0.065 6,000 0.068 November 8, 2001 10,000 0.0575 November 9, 2001 15,000 0.0475 November 12, 2001 10,000 0.035 November 13, 2001 5,000 0.035 5,000 0.040 November 14, 2001 5,000 0.0425 5,000 0.045 5,000 0.0475 5,000 0.050 November 15, 2001 10,000 0.040 November 16, 2001 10,000 0.036 November 19, 2001 10,000 0.040 1,000 0.0425 November 20, 2001 21,000 0.043 19,000 0.045 November 26, 2001 10,000 0.035 November 27, 2001 10,000 0.035 November 28, 2001 10,000 0.033 November 29, 2001 10,000 0.037 10,000 0.039 December 3, 2001 10,000 0.031 December 4, 2001 10,000 0.030 December 5, 2001 5,000 0.031 December 6, 2001 15,000 0.030 December 10, 2001 5,000 0.025 10,000 0.026 December 12, 2001 11,000 0.025 December 13, 2001 4,400 0.023 6,600 0.024 December 14, 2001 10,000 0.015 7 No. of Price Per Name Date Shares Sold Share(1) - ---------------------------------------------------------------------------- December 17, 2001 5,000 0.017 5,000 0.018 December 18, 2001 10,000 0.019 5,000 0.021 December 19, 2001 1,000 0.013 5,000 0.021 January 2, 2001 20,000 0.035 10,000 0.038 10,000 0.039 January 3, 2001 5,000 0.041 10,000 0.044 January 4, 2001 10,000 0.045 10,000 0.049 - ------------- 1 Does not include brokerage commission. 8 -----END PRIVACY-ENHANCED MESSAGE-----