0000950142-21-001344.txt : 20210421
0000950142-21-001344.hdr.sgml : 20210421
20210421213933
ACCESSION NUMBER: 0000950142-21-001344
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210416
FILED AS OF DATE: 20210421
DATE AS OF CHANGE: 20210421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENERAL ATLANTIC LLC
CENTRAL INDEX KEY: 0001017645
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843087
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212 715 4000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: GENERAL ATLANTIC PARTNERS LLC
DATE OF NAME CHANGE: 19960626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAP COINVESTMENTS III, LLC
CENTRAL INDEX KEY: 0001282203
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843084
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212 715 4000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS III LLC
DATE OF NAME CHANGE: 20061127
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS III LLC
DATE OF NAME CHANGE: 20040304
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS III LLC
DATE OF NAME CHANGE: 20040301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAP COINVESTMENTS IV, LLC
CENTRAL INDEX KEY: 0001282372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843083
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212 715 4000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS IV LLC
DATE OF NAME CHANGE: 20061127
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS IV LLC
DATE OF NAME CHANGE: 20040304
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS IV LLC
DATE OF NAME CHANGE: 20040302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENERAL ATLANTIC GENPAR, L.P.
CENTRAL INDEX KEY: 0001467926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843086
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212 715 4000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Atlantic Partners (Bermuda) EU, L.P.
CENTRAL INDEX KEY: 0001701754
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843081
BUSINESS ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY LP
STREET 2: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-715-4000
MAIL ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY LP
STREET 2: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Atlantic (Lux) S.a r.l.
CENTRAL INDEX KEY: 0001858361
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843079
BUSINESS ADDRESS:
STREET 1: 412F ROUTE D'ESCH
CITY: LUXEMBOURG
STATE: P7
ZIP: 10055
BUSINESS PHONE: 212-715-4000
MAIL ADDRESS:
STREET 1: 412F ROUTE D'ESCH
CITY: LUXEMBOURG
STATE: P7
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Atlantic Partners 100, L.P.
CENTRAL INDEX KEY: 0001704892
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843085
BUSINESS ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LP
STREET 2: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-715-4000
MAIL ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LP
STREET 2: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAP Coinvestments V, LLC
CENTRAL INDEX KEY: 0001793941
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843082
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 2127154000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Atlantic Partners (Lux), SCSp
CENTRAL INDEX KEY: 0001795410
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843080
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: FLOOR 33
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-715-4000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: FLOOR 33
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Atlantic GenPar (Lux) SCSp
CENTRAL INDEX KEY: 0001857517
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 21843078
BUSINESS ADDRESS:
STREET 1: 412F ROUTE D'ESCH
CITY: LUXEMBOURG
STATE: N4
ZIP: 2086
BUSINESS PHONE: 212-715-4000
MAIL ADDRESS:
STREET 1: 412F ROUTE D'ESCH
CITY: LUXEMBOURG
STATE: N4
ZIP: 2086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001529274
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 453060776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5601 GRANITE PARKWAY
STREET 2: SUITE 120
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-200-1937
MAIL ADDRESS:
STREET 1: 5601 GRANITE PARKWAY
STREET 2: SUITE 120
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC,
DATE OF NAME CHANGE: 20110906
4/A
1
es210146441_4a1-alkami.xml
OWNERSHIP DOCUMENT
X0306
4/A
2021-04-16
2021-04-20
0
0001529274
ALKAMI TECHNOLOGY, INC.
ALKT
0001017645
GENERAL ATLANTIC LLC
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR
NEW YORK
NY
10055
1
0
1
0
0001467926
GENERAL ATLANTIC GENPAR, L.P.
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR
NEW YORK
NY
10055
1
0
1
0
0001704892
General Atlantic Partners 100, L.P.
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR
NEW YORK
NY
10055
1
0
1
0
0001282203
GAP COINVESTMENTS III, LLC
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR
NEW YORK
NY
10055
1
0
1
0
0001282372
GAP COINVESTMENTS IV, LLC
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR
NEW YORK
NY
10055
1
0
1
0
0001793941
GAP Coinvestments V, LLC
C/O GENERAL ATLANTIC SERVICE CO., L.P.
55 EAST 52ND STREET, 33RD FLOOR
NEW YORK
NY
10055
1
0
1
0
0001701754
General Atlantic Partners (Bermuda) EU, L.P.
C/O CONYERS CLIENT SERVICES LIMITED,
CLARENDON HOUSE, 2 CHURCH STREET
HAMILTON
D0
HM 11
BERMUDA
1
0
1
0
0001795410
General Atlantic Partners (Lux), SCSp
412F, ROUTE D'ESCH
L-2086
N4
LUXEMBOURG
1
0
1
0
0001858361
General Atlantic (Lux) S.a r.l.
412F, ROUTE D'ESCH
L-2086
N4
LUXEMBOURG
1
0
1
0
0001857517
General Atlantic GenPar (Lux) SCSp
412F, ROUTE D'ESCH
L-2086
N4
LUXEMBOURG
1
0
1
0
Common Stock, par value $0.001 per share ("Common Stock")
2021-04-16
4
C
0
275018
A
18729806
I
See footnote
Common Stock
2021-04-16
4
C
0
10993777
A
18729806
I
See footnote
Common Stock
2021-04-16
4
C
0
7521011
A
18729806
I
See footnote
Series A Preferred Stock
2021-04-16
4
C
0
275018
D
Common Stock
275018
0
I
See footnote
Series D Preferred Stock
2021-04-16
4
C
0
10993777
D
Common Stock
10993777
0
I
See footnote
Series E Preferred Stock
2021-04-16
4
C
0
7521011
D
Common Stock
7521011
0
I
See footnote
Represents the automatic conversion of Series A preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?).
Reflects securities held directly by General Atlantic (AL), L.P. ("GA AL"), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the "GA Funds"): General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership ("GAP Bermuda EU"), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership ("GAP Lux"), GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V").
The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda.
The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.
Represents the automatic conversion of Series D preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering.
Represents the automatic conversion of Series E preferred stock into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer?s initial public offering.
GA AL, the GA Funds, GA SPV, GA GenPar Lux, GA Lux, GenPar Bermuda, GAP (Bermuda) Limited, GA GenPar, and GA LLC may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. This amendment is being filed to add a reporting person, reflect the conversion in the Price column in Table I, and reflect the same transactions in Table II. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. // Form 1 of 2
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21
/s/ J. Frank Brown
2021-04-21