0000950142-21-001342.txt : 20210421 0000950142-21-001342.hdr.sgml : 20210421 20210421213545 ACCESSION NUMBER: 0000950142-21-001342 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210413 FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ATLANTIC LLC CENTRAL INDEX KEY: 0001017645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843059 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212 715 4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: GENERAL ATLANTIC PARTNERS LLC DATE OF NAME CHANGE: 19960626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP COINVESTMENTS III, LLC CENTRAL INDEX KEY: 0001282203 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843056 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212 715 4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS III LLC DATE OF NAME CHANGE: 20061127 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS III LLC DATE OF NAME CHANGE: 20040304 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS III LLC DATE OF NAME CHANGE: 20040301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP COINVESTMENTS IV, LLC CENTRAL INDEX KEY: 0001282372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843055 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212 715 4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS IV LLC DATE OF NAME CHANGE: 20061127 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS IV LLC DATE OF NAME CHANGE: 20040304 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS IV LLC DATE OF NAME CHANGE: 20040302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ATLANTIC GENPAR, L.P. CENTRAL INDEX KEY: 0001467926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843058 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212 715 4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic Partners (Bermuda) EU, L.P. CENTRAL INDEX KEY: 0001701754 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843053 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY LP STREET 2: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-715-4000 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY LP STREET 2: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic (Lux) S.a r.l. CENTRAL INDEX KEY: 0001858361 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843051 BUSINESS ADDRESS: STREET 1: 412F ROUTE D'ESCH CITY: LUXEMBOURG STATE: P7 ZIP: 10055 BUSINESS PHONE: 212-715-4000 MAIL ADDRESS: STREET 1: 412F ROUTE D'ESCH CITY: LUXEMBOURG STATE: P7 ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic Partners 100, L.P. CENTRAL INDEX KEY: 0001704892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843057 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LP STREET 2: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-715-4000 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LP STREET 2: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP Coinvestments V, LLC CENTRAL INDEX KEY: 0001793941 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843054 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2127154000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic Partners (Lux), SCSp CENTRAL INDEX KEY: 0001795410 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843052 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: FLOOR 33 CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-715-4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: FLOOR 33 CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic GenPar (Lux) SCSp CENTRAL INDEX KEY: 0001857517 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21843050 BUSINESS ADDRESS: STREET 1: 412F ROUTE D'ESCH CITY: LUXEMBOURG STATE: N4 ZIP: 2086 BUSINESS PHONE: 212-715-4000 MAIL ADDRESS: STREET 1: 412F ROUTE D'ESCH CITY: LUXEMBOURG STATE: N4 ZIP: 2086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 3/A 1 es210146167_3a1-alkami.xml OWNERSHIP DOCUMENT X0206 3/A 2021-04-13 2021-04-13 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001017645 GENERAL ATLANTIC LLC C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001467926 GENERAL ATLANTIC GENPAR, L.P. C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001704892 General Atlantic Partners 100, L.P. C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001282203 GAP COINVESTMENTS III, LLC C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001282372 GAP COINVESTMENTS IV, LLC C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001793941 GAP Coinvestments V, LLC C/O GENERAL ATLANTIC SERVICE CO., L.P. 55 EAST 52ND STREET, 33RD FLOOR NEW YORK NY 10055 1 0 1 0 0001701754 General Atlantic Partners (Bermuda) EU, L.P. C/O CONYERS CLIENT SERVICES LIMITED, CLARENDON HOUSE, 2 CHURCH STREET HAMILTON D0 HM 11 BERMUDA 1 0 1 0 0001795410 General Atlantic Partners (Lux), SCSp 412F, ROUTE D'ESCH L-2086 N4 LUXEMBOURG 1 0 1 0 0001858361 General Atlantic (Lux) S.a r.l. 412F, ROUTE D'ESCH L-2086 N4 LUXEMBOURG 1 0 1 0 0001857517 General Atlantic GenPar (Lux) SCSp 412F, ROUTE D'ESCH L-2086 N4 LUXEMBOURG 1 0 1 0 Series A Preferred Stock Common stock, par value $0.001 ("Common Stock") 275018 I See footnote Series D Preferred Stock Common Stock 10933777 I See footnote Series E Preferred Stock Common Stock 7521011 I See footnote Each share of Series A Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the initial public offering of Alkami Technology Inc. (the ?Issuer?). Reflects securities held directly by General Atlantic (AL), L.P. (?GA AL?), a Delaware limited partnership. The limited partners of GA AL are the following investment funds (the ?GA Funds?): General Atlantic Partners 100, L.P., a Delaware limited partnership (?GAP 100?), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda limited partnership (?GAP Bermuda EU?), General Atlantic Partners (Lux), SCSp, a Luxembourg special limited partnership (?GAP Lux?), GAP Coinvestments CDA, L.P., a Delaware limited partnership (?GAPCO CDA?), GAP Coinvestments III, LLC, a Delaware limited liability company (?GAPCO III?), GAP Coinvestments IV, LLC, a Delaware limited liability company (?GAPCO IV?), and GAP Coinvestments V, LLC, a Delaware limited liability company (?GAPCO V?). The general partner of GA AL is General Atlantic (SPV) GP, LLC, a Delaware limited liability company (?GA SPV?). The general partner of GAP Lux is General Atlantic GenPar (Lux) SCSp, a Luxembourg special limited partnership (?GA GenPar Lux?) and the general partner of GA GenPar Lux is General Atlantic (Lux) S.? r.l., a Luxembourg company (?GA Lux?). The general partner of GAP Bermuda EU and the sole shareholder of GA Lux is General Atlantic GenPar (Bermuda), L.P., a Bermuda limited partnership (?GenPar Bermuda?). GAP (Bermuda) Limited (?GAP (Bermuda) Limited?) is the general partner of GenPar Bermuda. The general partner of GAP 100 is General Atlantic GenPar, L.P., a Delaware limited partnership (?GA GenPar?). General Atlantic LLC, a Delaware limited liability company (?GA LLC?) is the general partner of GA GenPar and GAPCO CDA, the managing member of GAPCO III, GAPCO IV and GAPCO V, and the sole member of GA SPV. There are nine members of the management committee of GA LLC (the ?GA Management Committee?). The members of the GA Management Committee are also the members of the management committee of GAP (Bermuda) Limited. Each of the members of the GA Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Each share of Series D Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Each share of Series E Preferred Stock will automatically convert on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. GA AL, the GA Funds, GA SPV, GA GenPar Lux, GA Lux, GenPar Bermuda, GAP (Bermuda) Limited, GA GenPar, and GA LLC may be deemed to be members of a "group" for the purposes of the Securities Exchange Act of 1934. This amendment is being filed to add reporting persons. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. // Form 1 of 2 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21 /s/ J. Frank Brown 2021-04-21