0000950142-15-000198.txt : 20150130
0000950142-15-000198.hdr.sgml : 20150130
20150130164143
ACCESSION NUMBER: 0000950142-15-000198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150128
FILED AS OF DATE: 20150130
DATE AS OF CHANGE: 20150130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 4440 EL CAMINO REAL
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 4440 EL CAMINO REAL
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAPCO MANAGEMENT GMBH
CENTRAL INDEX KEY: 0001187390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563568
BUSINESS ADDRESS:
STREET 1: 3 PICKWICK PLAZA
CITY: GREENWICK
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036298600
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAPCO GMBH & CO KG
CENTRAL INDEX KEY: 0001187388
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563569
BUSINESS ADDRESS:
STREET 1: 3 PICKWICK PLAZA
CITY: GREENWICK
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036298600
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAP COINVESTMENTS IV LLC
CENTRAL INDEX KEY: 0001282372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563570
BUSINESS ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 2036298600
MAIL ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS IV LLC
DATE OF NAME CHANGE: 20040304
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS IV LLC
DATE OF NAME CHANGE: 20040302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAP Coinvestments CDA, L.P.
CENTRAL INDEX KEY: 0001356474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563572
BUSINESS ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 203-629-8600
MAIL ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Atlantic Partners 90, L.P.
CENTRAL INDEX KEY: 0001596068
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563573
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-715-4000
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENERAL ATLANTIC LLC
CENTRAL INDEX KEY: 0001017645
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563575
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 2036223050
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: GENERAL ATLANTIC PARTNERS LLC
DATE OF NAME CHANGE: 19960626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GENERAL ATLANTIC GENPAR, L.P.
CENTRAL INDEX KEY: 0001467926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563574
BUSINESS ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 06830
BUSINESS PHONE: 203-629-8600
MAIL ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAP COINVESTMENTS III LLC
CENTRAL INDEX KEY: 0001282203
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 15563571
BUSINESS ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 2036298600
MAIL ADDRESS:
STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC
STREET 2: 55 EAST 52ND STREET, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS III LLC
DATE OF NAME CHANGE: 20040304
FORMER NAME:
FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS III LLC
DATE OF NAME CHANGE: 20040301
4
1
eh1500190_4-box.xml
OWNERSHIP DOCUMENT
X0306
4
2015-01-28
0
0001372612
BOX INC
BOX
0001017645
GENERAL ATLANTIC LLC
55 EAST 52ND STREET
32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
0001467926
GENERAL ATLANTIC GENPAR, L.P.
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
0001596068
General Atlantic Partners 90, L.P.
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
0001356474
GAP Coinvestments CDA, L.P.
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
0001282203
GAP COINVESTMENTS III LLC
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
0001282372
GAP COINVESTMENTS IV LLC
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
0001187388
GAPCO GMBH & CO KG
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
0001187390
GAPCO MANAGEMENT GMBH
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR
NEW YORK
NY
10055
0
0
1
0
Existing Class A Common Stock
2015-01-28
4
C
0
7076139
A
7076139
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
J
0
7076139
D
0
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
C
0
18627
A
18627
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
J
0
18627
D
0
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
C
0
441949
A
441949
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
J
0
441949
D
0
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
C
0
82194
A
82194
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
J
0
82194
D
0
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
C
0
17651
A
17651
I
See Footnote
Existing Class A Common Stock
2015-01-28
4
J
0
17651
D
0
I
See Footnote
Series E Preferred Stock
2015-01-28
4
C
0
7076139
D
Existing Class A Common Stock
7076139
0
I
See Footnote
Class B Common Stock
2015-01-28
4
J
0
7076139
A
Class A Common Stock
7076139
7076139
I
See Footnote
Series E Preferred Stock
2015-01-28
4
C
0
18627
D
Existing Class A Common Stock
18627
0
I
See Footnote
Class B Common Stock
2015-01-28
4
J
0
18627
A
Class A Common Stock
18627
18627
I
See Footnote
Series E Preferred Stock
2015-01-28
4
C
0
441949
D
Existing Class A Common Stock
441949
0
I
See Footnote
Class B Common Stock
2015-01-28
4
J
0
441949
A
Class A Common Stock
441949
441949
I
See Footnote
Series E Preferred Stock
2015-01-28
4
C
0
82194
D
Existing Class A Common Stock
82194
0
I
See Footnote
Class B Common Stock
2015-01-28
4
J
0
82194
A
Class A Common Stock
82194
82194
I
See Footnote
Series E Preferred Stock
2015-01-28
4
C
0
17651
D
Existing Class A Common Stock
17651
0
I
See Footnote
Class B Common Stock
2015-01-28
4
J
0
17651
A
Class A Common Stock
17651
17651
I
See Footnote
The Series E Preferred Stock automatically converted into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the Issuer's convertible preferred stock into Existing Class A Common Stock, each share of Existing Class A Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
By General Atlantic Partners 90, L.P. ("GAP 90")
By GAP Coinvestments CDA, L.P. ("CDA")
By GAP Coinvestments III LLC ("GAPCO III")
By GAP Coinvestments IV LLC ("GAPCO IV")
By GAPCO GmbH & Co, KG ("GAPCO KG")
The general partner of GAP 90 is General Atlantic GenPar, L.P. ("GA GenPar") and the general partner of GA GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of CDA. The general partner of GAPCO KG is GAPCO Management GmbH ("Management"). The Managing Directors of GA LLC control the voting and dispositive decisions made by GAPCO KG and Management.
Each of the reporting persons described in the notes above may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person.
/s/ Thomas J. Murphy
2015-01-30
/s/ Thomas J. Murphy
2015-01-30
/s/ Thomas J. Murphy
2015-01-30
/s/ Thomas J. Murphy
2015-01-30
/s/ Thomas J. Murphy
2015-01-30
/s/ Thomas J. Murphy
2015-01-30
/s/ Thomas J. Murphy
2015-01-30
/s/ Thomas J. Murphy
2015-01-30