0000950142-15-000198.txt : 20150130 0000950142-15-000198.hdr.sgml : 20150130 20150130164143 ACCESSION NUMBER: 0000950142-15-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150128 FILED AS OF DATE: 20150130 DATE AS OF CHANGE: 20150130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAPCO MANAGEMENT GMBH CENTRAL INDEX KEY: 0001187390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563568 BUSINESS ADDRESS: STREET 1: 3 PICKWICK PLAZA CITY: GREENWICK STATE: CT ZIP: 06830 BUSINESS PHONE: 2036298600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAPCO GMBH & CO KG CENTRAL INDEX KEY: 0001187388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563569 BUSINESS ADDRESS: STREET 1: 3 PICKWICK PLAZA CITY: GREENWICK STATE: CT ZIP: 06830 BUSINESS PHONE: 2036298600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP COINVESTMENTS IV LLC CENTRAL INDEX KEY: 0001282372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563570 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2036298600 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS IV LLC DATE OF NAME CHANGE: 20040304 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS IV LLC DATE OF NAME CHANGE: 20040302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP Coinvestments CDA, L.P. CENTRAL INDEX KEY: 0001356474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563572 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 203-629-8600 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: General Atlantic Partners 90, L.P. CENTRAL INDEX KEY: 0001596068 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563573 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-715-4000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ATLANTIC LLC CENTRAL INDEX KEY: 0001017645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563575 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2036223050 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: GENERAL ATLANTIC PARTNERS LLC DATE OF NAME CHANGE: 19960626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ATLANTIC GENPAR, L.P. CENTRAL INDEX KEY: 0001467926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563574 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 06830 BUSINESS PHONE: 203-629-8600 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE COMPANY,LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAP COINVESTMENTS III LLC CENTRAL INDEX KEY: 0001282203 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 15563571 BUSINESS ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2036298600 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERVICE CO., LLC STREET 2: 55 EAST 52ND STREET, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS III LLC DATE OF NAME CHANGE: 20040304 FORMER NAME: FORMER CONFORMED NAME: GAP COINVESTMENTS PARTNERS III LLC DATE OF NAME CHANGE: 20040301 4 1 eh1500190_4-box.xml OWNERSHIP DOCUMENT X0306 4 2015-01-28 0 0001372612 BOX INC BOX 0001017645 GENERAL ATLANTIC LLC 55 EAST 52ND STREET 32ND FLOOR NEW YORK NY 10055 0 0 1 0 0001467926 GENERAL ATLANTIC GENPAR, L.P. C/O GENERAL ATLANTIC SERVICE CO., LLC 55 EAST 52ND STREET, 32ND FLOOR NEW YORK NY 10055 0 0 1 0 0001596068 General Atlantic Partners 90, L.P. C/O GENERAL ATLANTIC SERVICE CO., LLC 55 EAST 52ND STREET, 32ND FLOOR NEW YORK NY 10055 0 0 1 0 0001356474 GAP Coinvestments CDA, L.P. C/O GENERAL ATLANTIC SERVICE CO., LLC 55 EAST 52ND STREET, 32ND FLOOR NEW YORK NY 10055 0 0 1 0 0001282203 GAP COINVESTMENTS III LLC C/O GENERAL ATLANTIC SERVICE CO., LLC 55 EAST 52ND STREET, 32ND FLOOR NEW YORK NY 10055 0 0 1 0 0001282372 GAP COINVESTMENTS IV LLC C/O GENERAL ATLANTIC SERVICE CO., LLC 55 EAST 52ND STREET, 32ND FLOOR NEW YORK NY 10055 0 0 1 0 0001187388 GAPCO GMBH & CO KG C/O GENERAL ATLANTIC SERVICE CO., LLC 55 EAST 52ND STREET, 32ND FLOOR NEW YORK NY 10055 0 0 1 0 0001187390 GAPCO MANAGEMENT GMBH C/O GENERAL ATLANTIC SERVICE CO., LLC 55 EAST 52ND STREET, 32ND FLOOR NEW YORK NY 10055 0 0 1 0 Existing Class A Common Stock 2015-01-28 4 C 0 7076139 A 7076139 I See Footnote Existing Class A Common Stock 2015-01-28 4 J 0 7076139 D 0 I See Footnote Existing Class A Common Stock 2015-01-28 4 C 0 18627 A 18627 I See Footnote Existing Class A Common Stock 2015-01-28 4 J 0 18627 D 0 I See Footnote Existing Class A Common Stock 2015-01-28 4 C 0 441949 A 441949 I See Footnote Existing Class A Common Stock 2015-01-28 4 J 0 441949 D 0 I See Footnote Existing Class A Common Stock 2015-01-28 4 C 0 82194 A 82194 I See Footnote Existing Class A Common Stock 2015-01-28 4 J 0 82194 D 0 I See Footnote Existing Class A Common Stock 2015-01-28 4 C 0 17651 A 17651 I See Footnote Existing Class A Common Stock 2015-01-28 4 J 0 17651 D 0 I See Footnote Series E Preferred Stock 2015-01-28 4 C 0 7076139 D Existing Class A Common Stock 7076139 0 I See Footnote Class B Common Stock 2015-01-28 4 J 0 7076139 A Class A Common Stock 7076139 7076139 I See Footnote Series E Preferred Stock 2015-01-28 4 C 0 18627 D Existing Class A Common Stock 18627 0 I See Footnote Class B Common Stock 2015-01-28 4 J 0 18627 A Class A Common Stock 18627 18627 I See Footnote Series E Preferred Stock 2015-01-28 4 C 0 441949 D Existing Class A Common Stock 441949 0 I See Footnote Class B Common Stock 2015-01-28 4 J 0 441949 A Class A Common Stock 441949 441949 I See Footnote Series E Preferred Stock 2015-01-28 4 C 0 82194 D Existing Class A Common Stock 82194 0 I See Footnote Class B Common Stock 2015-01-28 4 J 0 82194 A Class A Common Stock 82194 82194 I See Footnote Series E Preferred Stock 2015-01-28 4 C 0 17651 D Existing Class A Common Stock 17651 0 I See Footnote Class B Common Stock 2015-01-28 4 J 0 17651 A Class A Common Stock 17651 17651 I See Footnote The Series E Preferred Stock automatically converted into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the Issuer's convertible preferred stock into Existing Class A Common Stock, each share of Existing Class A Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. By General Atlantic Partners 90, L.P. ("GAP 90") By GAP Coinvestments CDA, L.P. ("CDA") By GAP Coinvestments III LLC ("GAPCO III") By GAP Coinvestments IV LLC ("GAPCO IV") By GAPCO GmbH & Co, KG ("GAPCO KG") The general partner of GAP 90 is General Atlantic GenPar, L.P. ("GA GenPar") and the general partner of GA GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of CDA. The general partner of GAPCO KG is GAPCO Management GmbH ("Management"). The Managing Directors of GA LLC control the voting and dispositive decisions made by GAPCO KG and Management. Each of the reporting persons described in the notes above may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person. /s/ Thomas J. Murphy 2015-01-30 /s/ Thomas J. Murphy 2015-01-30 /s/ Thomas J. Murphy 2015-01-30 /s/ Thomas J. Murphy 2015-01-30 /s/ Thomas J. Murphy 2015-01-30 /s/ Thomas J. Murphy 2015-01-30 /s/ Thomas J. Murphy 2015-01-30 /s/ Thomas J. Murphy 2015-01-30