-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQMvLR5Du+sRUnL+E6bA3cmQRDuc61ePJLPShwSyq7OCFvhPPMcCEtTJSfdvm1Xx JAWboEVTRv0idZcVwyqpLQ== 0000882377-98-000041.txt : 19980129 0000882377-98-000041.hdr.sgml : 19980129 ACCESSION NUMBER: 0000882377-98-000041 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19980128 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: IMH ASSETS CORP CENTRAL INDEX KEY: 0001017447 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 330705301 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: SEC FILE NUMBER: 333-06637 FILM NUMBER: 98515186 BUSINESS ADDRESS: STREET 1: 20371 IRVINE AVE CITY: SANTA ANA HEIGHTS STATE: CA ZIP: 92707 BUSINESS PHONE: 7145560122 MAIL ADDRESS: STREET 1: 20371 IRVINE AVENUE CITY: SANTA ANA HEIGHTS STATE: CA ZIP: 92707 10-K 1 IMH ASSETS CORP. (SERIES 1996-1) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) /X/ Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 1996 OR /_/ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from _______________ to _______________ Commission File No. 333-38879 ---------- IMH ASSETS CORP. (SERIES 1996-1) ------------------------------------------------------ (Exact name of registrant as specified in its charter) UNITED STATES 33-0705301 ------------- ---------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 20371 IRVINE AVENUE SANTA ANA HEIGHTS, CALIFORNIA 92707 ----------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 714 556-0122 --- -------- Securities registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which registered ------------------- ------------------- NONE NOT APPLICABLE Securities registered pursuant to Section 12(g) of the Act: NONE ----------------------------------- (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- DOCUMENTS INCORPORATED BY REFERENCE: - ------------------------------------ The following documents filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, are incorporated by reference into Part I of this Form 10-K: the Prospectus Supplement dated August 27, 1996, together with the Prospectus dated August 21, 1996.
IMH ASSETS CORP. (SERIES 1996-1) FORM 10-K TABLE OF CONTENTS Page ---- Part I Item 1. Business....................................................... 1 Item 2. Properties..................................................... 1 Item 3. Legal Proceedings.............................................. 1 Item 4. Submission of Matters to a Vote of Security Holders............ 1 Part II Item 5. Market for Registrant's Common Equity and Related Shareholder Matters............................ 1 Item 6. Selected Financial Data........................................ 1 Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations........................ 2 Item 8. Financial Statements and Supplementary Data.................... 2 Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure............................ 2 Part III Item 10. Directors and Officers of the Registrant....................... 2 Item 11. Executive Compensation......................................... 2 Item 12. Security Ownership of Certain Beneficial Owners and Management...................................... 2 Item 13. Certain Relationships and Related Transactions................. 3 Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K.................................... 3
PART I ITEM 1 BUSINESS. Not applicable. ITEM 2 PROPERTIES. Not applicable. ITEM 3 LEGAL PROCEEDINGS. There were no material legal proceedings involving either the Mortgage Pool, the Trustee, the custodian, the Servicer or the Registrant with respect to the Mortgage Pool, other than ordinary routine litigation incidental to the duties of the Trustee, the custodian, the Servicer or the Registrant under the Pooling and Servicing Agreement. ITEM 4 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. No matter was submitted to a vote of security holders during the fourth quarter of the fiscal year ended December 31, 1996. PART II ITEM 5 MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS. (a) There is no established trading market for the Bonds. (b) As of January 28, 1998, with respect to Series 1996-1 there was one (1) holder of record of the Registrant's Bonds. ITEM 6 SELECTED FINANCIAL DATA. Not applicable. ITEM 7 MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITIONS AND RESULTS OF OPERATIONS. Not applicable. -2- ITEM 8 FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA. Not applicable. ITEM 9 CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE. Not applicable since there was no change of accountants or disagreements on any matter of accounting principles or practices of financial disclosure. PART III ITEM 10 DIRECTORS AND EXECUTIVE OFFICERS OF THE REGISTRANT. Not applicable. ITEM 11 EXECUTIVE COMPENSATION. Not applicable. ITEM 12 SECURITY OWNERSHIP OF CERTAIN OWNERS AND MANAGEMENT. The Registrant is not aware of any record owner of more than 5% of the Bonds as of the close of business on January 2, 1998. ITEM 13 CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS. Not applicable. ITEM 14 EXHIBITS, FINANCIAL STATEMENTS SCHEDULES AND REPORTS ON FORM 8-K. Not applicable. -3- SUPPLEMENTAL INFORMATION TO BE FURNISHED WITH REPORTS FILED PURSUANT TO SECTION 15(D) BY REGISTRANTS WHICH HAVE NOT REGISTERED SECURITIES PURSUANT TO SECTION 12 OF THE ACT. No annual report, proxy statement, form of proxy or other soliciting material has been sent to Bondholders, and the Registrant does not contemplate sending any such materials subsequent to the filing of this report. SIGNATURES Subject to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. IMH ASSETS CORP. (Registrant and as Depositor) By: /s/ Richard Johnson --------------------------- Richard Johnson Chief Financial Officer Date: January 28, 1998 -----END PRIVACY-ENHANCED MESSAGE-----