-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IEzyZVoPxBfJhDI0Xm3hcGyPNXM0zE6BZo2CM+pm+OYWRf0tP7a/DZNQ0rhJcANd 6IC7gLYEWH3XPtkTowfZqw== 0000950142-06-002275.txt : 20061130 0000950142-06-002275.hdr.sgml : 20061130 20061130163957 ACCESSION NUMBER: 0000950142-06-002275 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061130 DATE AS OF CHANGE: 20061130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN NATURAL RESOURCES LTD CENTRAL INDEX KEY: 0001017413 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-12138 FILM NUMBER: 061248669 BUSINESS ADDRESS: STREET 1: 2500, 855-2 STREET SW CITY: CALGARY ALBERTA CANADA STATE: A0 ZIP: T2P 4J8 BUSINESS PHONE: 403-517-6700 MAIL ADDRESS: STREET 1: 2500, 855-2 STREET SW CITY: CALGARY ALBERTA CANADA STATE: A0 ZIP: T2P 4J8 6-K 1 form6k_113006.txt REPORT OF FOREIGN PRIVATE ISSUER ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the Month of November 2006 Commission File Number: 1-8795 CANADIAN NATURAL RESOURCES LIMITED ------------------------------------------------------ (Exact name of registrant as specified in its charter) 2500, 855 - 2ND STREET S.W., CALGARY, ALBERTA, CANADA T2P 4J8 ------------------------------------------------------------- (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F [_] Form 40-F [X] Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1). ____ Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders. Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____ Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR. Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes [_] No [X] If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-______ ================================================================================ EXPLANATORY NOTE ---------------- The information filed on this Form 6-K is expressly incorporated by reference into the Registrant's Shelf Registration Statement on Form F-9 (File No. 333-125343). EXHIBIT NUMBER DESCRIPTION -------------- ----------- 99.1 Statement of Eligibility of the Trustee on Form T-1. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CANADIAN NATURAL RESOURCES LIMITED (Registrant) Date: November 30, 2006 By: /s/ Bruce McGrath ---------------------------- Bruce McGrath Corporate Secretary EX-99 2 ex99-1form6k_113006.txt EXHIBIT 99.1 EXHIBIT 99.1 ------------ =============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305 (B) (2) THE BANK OF NOVA SCOTIA TRUST COMPANY OF NEW YORK - ------------------------------------------------------------------------------- (Exact name of trustee as specified in its charter) NEW YORK 13-5691211 - ------------------------------------------------------------------------------- (Jurisdiction of incorporation or ( I.R.S. employer organization if not a U.S. national bank) Identification number) One Liberty Plaza New York, N.Y. 10006 - ------------------------------------------------------------------------------- (Address of principal executive office) (Zip code) N/A - ------------------------------------------------------------------------------- Name, address and telephone number of agent for service CANADIAN NATURAL RESOURCES LIMITED - ------------------------------------------------------------------------------- (Exact name of obligor as specified in its charter) ALBERTA, CANADA - ------------------------------------------------------------------------------- (State or other jurisdiction of incorporation or organization) N/A - ------------------------------------------------------------------------------- (I.R.S. employer identification no.) 855 - 2 Street SW Suite 2500 Calgary, AB, Canada T2P 4J8 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Postal code) DEBT SECURITIES ----------------------------------- (Title of the indenture securities) ============================================================================== -2- ITEM 1. GENERAL INFORMATION Furnish the following information as to the trustee: (a) Name and address of each examining or supervising authority to which it is subject. Board of Governors of the Federal Reserve System Washington, D.C. State of New York Banking Department State House, Albany, N.Y. (b) Whether it is authorized to exercise corporate trust powers. The Trustee is authorized to exercise corporate trust powers. ITEM 2. AFFILIATION WITH THE OBLIGOR. If the obligor is an affiliate of the trustee, describe each such affiliation. The obligor is not an affiliate of the Trustee. ITEM 3 THROUGH ITEM 15. Not applicable. ITEM 16. LIST OF EXHIBITS. List below all exhibits filed as part of this statement of eligibility. Exhibit 1 - Copy of the Organization Certificate of the Trustee as now in effect. (Exhibit 1 to T-1 to Registration Statement No. 333-6688). Exhibit 2 - Copy of the Certificate of Authority of the Trustee to commence business. (Exhibit 2 to T-1 to Registration Statement No. 333-6688). Exhibit 3 - None; authorization to exercise corporate trust powers is contained in the documents identified above as Exhibit 1 and 2. Exhibit 4 - Copy of the existing By-Laws of the Trustee. (Exhibit 4 to T-1 to Registration Statement No. 333-6688). Exhibit 5 - Not applicable. -3- Exhibit 6 - The consent of the Trustee required by Section 321 (b) of the Trust Indenture Act of 1939.(Exhibit 6 to T-1 to Registration Statement No. 333-27685). Exhibit 7 - Copy of the latest Report of Condition of the Trustee as of June 30, 2006 SIGNATURE Pursuant to the requirements of the Trust Indenture Act of 1939, the Trustee, The Bank of Nova Scotia Trust Company of New York, a corporation organized and existing under the laws of the State of New York, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of New York, and State of New York, on the 29th day of November, 2006. THE BANK OF NOVA SCOTIA TRUST COMPANY OF NEW YORK By: /s/ John F. Neylan -------------------------- John F. Neylan Trust Officer The Bank of Nova Scotia Trust Company of New York - ------------------------------------------------------------------------------- LEGAL TITLE OF BANK New York - ------------------------------------------------------------------------------- CITY New York 10006 - ------------------------------------------------------------------------------- STATE ZIP CODE FDIC Certificate Number /_/_/_/_/_/ Consolidated Report of Condition for Insured Commercial and State-Chartered Savings Banks for June 30, 2006 All schedules are to be reported in thousands of dollars. Unless otherwise indicated, report the amount outstanding as of the last business day of the quarter.
SCHEDULE RC-BALANCE SHEET Dollar Amounts in Thousands RCON BIL MIL THOU ---- --- --- ---- ASSETS 1. Cash and balances due from depository institutions (from Schedule RC-A): a. Noninterest-bearing balances and currency and coin(1).................... 0081 420 1.a. b. Interest-bearing balances(2)............................................. 0071 6 000 1.b. 2. Securities: a. Held-to-maturity securities (from Schedule RC-B, column A)............... 1754 6 751 2.a. b. Available-for-sale securities (from Schedule RC-B, column D)............. 1773 0 2.b. 3. Federal funds sold and securities purchased under agreement to 1350 resell a. Federal Funds sold....................................................... B987 000 3.a. b. Securities purchased under agreements to resell(3)....................... B989 1 000 3.b. 4. Loans and lease financing receivable (from Schedule RC-C): a. Loans and leases held for sale........................................... 5369 0 4.a. b. Loans and leases, net of unearned income ................................ B528 4.b. c. LESS: Allowance for loan and lease losses ............................... 3123 4.c. d. Loans and leases, net of unearned income and allowance (item 4.b minus 4.c)........................................................... B529 0 4.d.
5. Trading assets (from Schedule RC-D).......................................... 3545 0 5. 6. Premises and fixed assets (including capitalized leases)..................... 2145 0 6. 7. Other real estate owned (from Schedule RC-M)................................. 2150 0 7. 8. Investments in unconsolidated subsidiaries and associated companies (from Schedule RC-M)............................................... 2130 0 8. 9. Customers' liability to this bank on acceptances outstanding................. 2155 0 9. 10. Intangible assets: a. Goodwill................................................................. 3163 0 10.a. b. Other intangible assets (from Schedule RC-M)............................. 0426 0 10.b. 11. Other assets (from Schedule RC-F)............................................ 2160 305 11. 12. Total assets (sum of items 1 through 11) .................................... 2170 14 476 12.
- ------------- (1) Includes cash items in process of collection and unposted debits. (2) Includes time certificates of deposit not held for trading. (3) Includes all securities resale agreements, regardless of maturity.
SCHEDULE RC-CONTINUED Dollar Amounts in Thousands RCON BIL MIL THOU ---- --- --- ---- LIABILITIES 13. Deposits: a. In domestic offices (sum of totals of columns A and C from Schedule RC-E)........................................................... 2200 0 13.a. (1) Noninterest-bearing(l).............................................. 6631 13.a.(1) (2) Interest-bearing.................................................... 6636 13.a.(2) b. Not applicable 14. Federal funds purchased and securities sold under agreements to repurchase .................................................................. 2800 0 14. a. Federal Funds purchased(2)............................................... B993 0 14.a. b. Securities sold under agreements to purchase(3).......... ............... B995 0 14.b. 15. Trading liabilities (from Schedule RC-D)..................................... 3548 0 15. 16. Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases)(from Schedule RC-M).................... 3190 0 16. 17. Not applicable 18. Bank's liability on acceptances executed and outstanding..................... 2920 0 18. 19. Subordinated notes and debentures(4)......................................... 3200 0 19. 20. Other liabilities (from Schedule RC-G)....................................... 2930 573 20. 21. Total liabilities (sum of items 13 through 20)............................... 2948 573 21. 22. Minority interest in consolidated subsidiaries............................... 3000 0 22.
EQUITY CAPITAL 23. Perpetual preferred stock and related surplus................................ 3838 0 23. 24. Common stock................................................................. 3230 1 000 24. 25. Surplus (exclude all surplus related to preferred stock)..................... 3839 10 030 25. 26. a. Retained earnings........................................................ 3632 2 873 26.a. b. Accumulated other comprehensive income(5)................................ B530 0 26.b. 27. Other equity capital components(6)........................................... A130 0 27. 28. Total equity capital (sum of items 23 through 27)............................ 3210 13 903 28. 29. Total liabilities, minority interest, and equity capital (sum of items 21, 22, and 28)........................................................ 3300 14 476 29.
Memorandum To be reported with the March Report of Condition. RCON NUMBER ---- ------ 1. Indicate in the box at the right the number of the statement below that best describes the most comprehensive level of auditing work performed far the bank by independent external auditors as of any date during 2005.......................................... 6724 M.1. 1 = Independent audit of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the bank 2 = Independent audit of the bank's parent holding company conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the consolidated holding company (but not on the bank separately) 3 = Attestation on bank management's assertion on the effectiveness of the bank's internal control over financial reporting by a certified public accounting firm 4 = Directors' examination of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm (may be required by state chartering authority) 5 = Directors' examination of the bank performed by other external auditors (may be required by state chartering authority) 6 = Review of the bank's financial statements by external auditors 7 = Compilation of the bank's financial statements by external auditors 8 = Other audit procedures (excluding tax preparation work) 9 = No external audit work
- -------------- (1) Includes total demand deposits and noninterest-bearing time and savings deposits. (2) Report overnight Federal Home Loan Bank advances in Schedule RC, item 16, "Other borrowed money." (3) Includes all securities repurchase agreements, regardless of maturity. (4) Includes limited-life preferred stock and related surplus. (5) Includes net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, and minimum pension liability adjustments. (6) Includes treasury stock and unearned Employee Stock Ownership Plans -----END PRIVACY-ENHANCED MESSAGE-----