0001214659-22-001478.txt : 20220131
0001214659-22-001478.hdr.sgml : 20220131
20220131200538
ACCESSION NUMBER: 0001214659-22-001478
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220127
FILED AS OF DATE: 20220131
DATE AS OF CHANGE: 20220131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 325 CAPITAL LLC
CENTRAL INDEX KEY: 0001873893
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22576230
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-774-2904
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDBERG DANIEL M.
CENTRAL INDEX KEY: 0001448795
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22576228
MAIL ADDRESS:
STREET 1: C/O SAGARD CAPITAL
STREET 2: 325 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: FRIEDBERG DANIEL
DATE OF NAME CHANGE: 20150622
FORMER NAME:
FORMER CONFORMED NAME: Friedberg Dan
DATE OF NAME CHANGE: 20081027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shrivastava Anil K
CENTRAL INDEX KEY: 0001908019
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22576227
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Braner Michael David
CENTRAL INDEX KEY: 0001908015
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22576229
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSACT TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001017303
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 061456680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HAMDEN CENTER
STREET 2: 2319 WHITNEY AVENUE, SUITE 3B
CITY: HAMDEN
STATE: CT
ZIP: 06518
BUSINESS PHONE: 203-859-6800
MAIL ADDRESS:
STREET 1: ONE HAMDEN CENTER
STREET 2: 2319 WHITNEY AVENUE, SUITE 3B
CITY: HAMDEN
STATE: CT
ZIP: 06518
3
1
ownership.xml
X0206
3
2022-01-27
0
0001017303
TRANSACT TECHNOLOGIES INC
TACT
0001873893
325 CAPITAL LLC
200 PARK AVENUE
17TH FLOOR
NEW YORK
NY
10016
0
0
1
0
0001908015
Braner Michael David
200 PARK AVENUE
17TH FLOOR
NEW YORK
NY
10016
0
0
1
0
0001448795
FRIEDBERG DANIEL M.
200 PARK AVENUE
17TH FLOOR
NEW YORK
NY
10016
0
0
1
0
0001908019
Shrivastava Anil K
200 PARK AVENUE
17TH FLOOR
NEW YORK
NY
10016
0
0
1
0
Common Stock
1010576
I
See Footnotes
In addition to 325 Capital LLC, a Delaware Limited Liability Company ("325 Capital"), this Form 3 is being filed jointly by Anil K. Shrivastava, a citizen of the United States of America, Michael D. Braner, a citizen of the United States of America, and Daniel M. Friedberg, a citizen of the United States of America, each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 3 ("Subject Securities").
325 Capital, as the investment adviser to certain affiliated investment funds and certain separately managed accounts, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of their position as Managing Partners of 325 Capital, Messrs. Braner, Friedberg, and Shrivastava may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act.
Each of the Reporting Persons disclaims any beneficial ownership of any of the subject securities, except to the extent of any pecuniary interest therein.
/s/ 325 Capital LLC, By: /s/ Michael D. Braner, Name: Michael D. Braner, Title: Managing Partner
2022-01-31
/s/ Michael D. Braner
2022-01-31
/s/ Daniel M. Friedberg
2022-01-31
/s/ Anil K. Shrivastava
2022-01-31