0001214659-22-001478.txt : 20220131 0001214659-22-001478.hdr.sgml : 20220131 20220131200538 ACCESSION NUMBER: 0001214659-22-001478 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220127 FILED AS OF DATE: 20220131 DATE AS OF CHANGE: 20220131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 325 CAPITAL LLC CENTRAL INDEX KEY: 0001873893 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21121 FILM NUMBER: 22576230 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-774-2904 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDBERG DANIEL M. CENTRAL INDEX KEY: 0001448795 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21121 FILM NUMBER: 22576228 MAIL ADDRESS: STREET 1: C/O SAGARD CAPITAL STREET 2: 325 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: FRIEDBERG DANIEL DATE OF NAME CHANGE: 20150622 FORMER NAME: FORMER CONFORMED NAME: Friedberg Dan DATE OF NAME CHANGE: 20081027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shrivastava Anil K CENTRAL INDEX KEY: 0001908019 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21121 FILM NUMBER: 22576227 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braner Michael David CENTRAL INDEX KEY: 0001908015 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21121 FILM NUMBER: 22576229 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSACT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001017303 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 061456680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HAMDEN CENTER STREET 2: 2319 WHITNEY AVENUE, SUITE 3B CITY: HAMDEN STATE: CT ZIP: 06518 BUSINESS PHONE: 203-859-6800 MAIL ADDRESS: STREET 1: ONE HAMDEN CENTER STREET 2: 2319 WHITNEY AVENUE, SUITE 3B CITY: HAMDEN STATE: CT ZIP: 06518 3 1 ownership.xml X0206 3 2022-01-27 0 0001017303 TRANSACT TECHNOLOGIES INC TACT 0001873893 325 CAPITAL LLC 200 PARK AVENUE 17TH FLOOR NEW YORK NY 10016 0 0 1 0 0001908015 Braner Michael David 200 PARK AVENUE 17TH FLOOR NEW YORK NY 10016 0 0 1 0 0001448795 FRIEDBERG DANIEL M. 200 PARK AVENUE 17TH FLOOR NEW YORK NY 10016 0 0 1 0 0001908019 Shrivastava Anil K 200 PARK AVENUE 17TH FLOOR NEW YORK NY 10016 0 0 1 0 Common Stock 1010576 I See Footnotes In addition to 325 Capital LLC, a Delaware Limited Liability Company ("325 Capital"), this Form 3 is being filed jointly by Anil K. Shrivastava, a citizen of the United States of America, Michael D. Braner, a citizen of the United States of America, and Daniel M. Friedberg, a citizen of the United States of America, each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 3 ("Subject Securities"). 325 Capital, as the investment adviser to certain affiliated investment funds and certain separately managed accounts, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of their position as Managing Partners of 325 Capital, Messrs. Braner, Friedberg, and Shrivastava may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act. Each of the Reporting Persons disclaims any beneficial ownership of any of the subject securities, except to the extent of any pecuniary interest therein. /s/ 325 Capital LLC, By: /s/ Michael D. Braner, Name: Michael D. Braner, Title: Managing Partner 2022-01-31 /s/ Michael D. Braner 2022-01-31 /s/ Daniel M. Friedberg 2022-01-31 /s/ Anil K. Shrivastava 2022-01-31