0000902664-22-001455.txt : 20220210
0000902664-22-001455.hdr.sgml : 20220210
20220210170027
ACCESSION NUMBER: 0000902664-22-001455
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220201
FILED AS OF DATE: 20220210
DATE AS OF CHANGE: 20220210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARBERT FUND ADVISORS, INC.
CENTRAL INDEX KEY: 0001616659
STATE OF INCORPORATION: AL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22615023
BUSINESS ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
BUSINESS PHONE: 205-987-5576
MAIL ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
FORMER NAME:
FORMER CONFORMED NAME: HARBERT FUND ADVISERS, INC.
DATE OF NAME CHANGE: 20140813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARBERT RAYMOND J
CENTRAL INDEX KEY: 0001233571
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22615019
MAIL ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARBERT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001259933
STATE OF INCORPORATION: AL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22615022
BUSINESS ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
BUSINESS PHONE: 205-987-5500
MAIL ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARBERT DISCOVERY FUND GP, LLC
CENTRAL INDEX KEY: 0001642538
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22615024
BUSINESS ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
BUSINESS PHONE: 205-987-5577
MAIL ADDRESS:
STREET 1: 2100 THIRD AVENUE NORTH
STREET 2: SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
FORMER NAME:
FORMER CONFORMED NAME: HARBERT MICROCAP PARTNERS FUND GP, LLC
DATE OF NAME CHANGE: 20150515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harbert Discovery Fund, LP
CENTRAL INDEX KEY: 0001626127
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22615025
BUSINESS ADDRESS:
STREET 1: HARBERT DISCOVERY FUND GP, LLC
STREET 2: 2100 THIRD AVENUE NORTH, SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
BUSINESS PHONE: 205-987-5500
MAIL ADDRESS:
STREET 1: HARBERT DISCOVERY FUND GP, LLC
STREET 2: 2100 THIRD AVENUE NORTH, SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
FORMER NAME:
FORMER CONFORMED NAME: HARBERT MICROCAP PARTNERS FUND, LP
DATE OF NAME CHANGE: 20141121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRYANT JOHN F.
CENTRAL INDEX KEY: 0001642336
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22615021
MAIL ADDRESS:
STREET 1: C/O HARBERT MANAGEMENT CORPORATION
STREET 2: 2100 THIRD AVENUE NORTH, SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCAS KENAN
CENTRAL INDEX KEY: 0001642389
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21121
FILM NUMBER: 22615020
MAIL ADDRESS:
STREET 1: C/O HARBERT MANAGEMENT CORPORATION
STREET 2: 2100 THIRD AVENUE NORTH, SUITE 600
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSACT TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001017303
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 061456680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HAMDEN CENTER
STREET 2: 2319 WHITNEY AVENUE, SUITE 3B
CITY: HAMDEN
STATE: CT
ZIP: 06518
BUSINESS PHONE: 203-859-6800
MAIL ADDRESS:
STREET 1: ONE HAMDEN CENTER
STREET 2: 2319 WHITNEY AVENUE, SUITE 3B
CITY: HAMDEN
STATE: CT
ZIP: 06518
3
1
ownership.xml
X0206
3
2022-02-01
0
0001017303
TRANSACT TECHNOLOGIES INC
TACT
0001626127
Harbert Discovery Fund, LP
HARBERT DISCOVERY FUND GP, LLC
2100 THIRD AVENUE NORTH, SUITE 600
BIRMINGHAM
AL
35203
0
0
1
0
0001642538
HARBERT DISCOVERY FUND GP, LLC
2100 THIRD AVENUE NORTH
SUITE 600
BIRMINGHAM
AL
35203
0
0
1
0
0001616659
HARBERT FUND ADVISORS, INC.
2100 THIRD AVENUE NORTH
SUITE 600
BIRMINGHAM
AL
35203
0
0
1
0
0001259933
HARBERT MANAGEMENT CORP
2100 THIRD AVENUE NORTH
SUITE 600
BIRMINGHAM
AL
35203
0
0
1
0
0001642336
BRYANT JOHN F.
C/O HARBERT MANAGEMENT CORPORATION
2100 THIRD AVENUE NORTH, SUITE 600
BIRMINGHAM
AL
35203
0
0
1
0
0001642389
LUCAS KENAN
C/O HARBERT MANAGEMENT CORPORATION
2100 THIRD AVENUE NORTH, SUITE 600
BIRMINGHAM
AL
35203
0
0
1
0
0001233571
HARBERT RAYMOND J
2100 THIRD AVENUE NORTH
SUITE 600
BIRMINGHAM
AL
35203
0
0
1
0
Common Stock, $0.01 par value
640168
D
The securities reported herein are held by Harbert Discovery Fund, LP (the "Fund"). Harbert Discovery Fund GP, LLC (the "Fund GP") is the general partner of the Fund. Harbert Fund Advisors, Inc. is the investment adviser to the Fund. Harbert Management Corporation ("HMC") is the managing member of the Fund GP. Jack Bryant is a Senior Advisor to the Fund, and a Vice President and Senior Managing Director of HMC. Kenan Lucas is the managing director and portfolio manager of the Fund. Raymond Harbert is the controlling shareholder, Chairman and Chief Executive Officer of HMC.
The Reporting Persons do not individually or collectively beneficially own more than 10% of the outstanding common stock of the Issuer. The Reporting Persons are filing this Form 3 because they may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Persons expressly disclaim beneficial ownership of the securities beneficially owned by the other group members. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Harbert Discovery Fund, LP, By: Harbert Discovery Fund GP, LLC, its General Partner, By: Harbert Management Corporation, its Managing Member, By: /s/ John McCullough, Executive Vice President and General Counsel
2022-02-10
Harbert Discovery Fund GP, LLC, By: Harbert Management Corporation, its Managing Member, By: /s/ John McCullough, Executive Vice President and General Counsel
2022-02-10
Harbert Fund Advisors, Inc., By: /s/ John McCullough, Executive Vice President and General Counsel
2022-02-10
Harbert Management Corporation, By: /s/ John McCullough, Executive Vice President and General Counsel
2022-02-10
/s/ Jack Bryant
2022-02-10
/s/ Kenan Lucas
2022-02-10
/s/Raymond Harbert
2022-02-10