Chief Compliance Officer

0001017284-23-000009.txt : 20230713 0001017284-23-000009.hdr.sgml : 20230713 20230713161841 ACCESSION NUMBER: 0001017284-23-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230713 DATE AS OF CHANGE: 20230713 EFFECTIVENESS DATE: 20230713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOMPSON DAVIS & CO., INC. CENTRAL INDEX KEY: 0001017284 IRS NUMBER: 133848035 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15833 FILM NUMBER: 231086967 BUSINESS ADDRESS: STREET 1: 9030 STONY POINT PKWY, STE 100 STREET 2: 16TH FLOOR CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 804-644-6380 MAIL ADDRESS: STREET 1: 9030 STONY POINT PKWY, STE 100 STREET 2: 16TH FLOOR CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: NET SECURITIES CORP. DATE OF NAME CHANGE: 20020425 FORMER COMPANY: FORMER CONFORMED NAME: NET SECURITIES CORP DATE OF NAME CHANGE: 20020425 FORMER COMPANY: FORMER CONFORMED NAME: BLOOMBERG SECURITIES INC /BD DATE OF NAME CHANGE: 19961105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001017284 XXXXXXXX 06-30-2023 06-30-2023 THOMPSON DAVIS & CO., INC.

9030 STONY POINT PKWY, STE 100 16TH FLOOR RICHMOND VA 23235

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