0001017284-22-000009.txt : 20221109
0001017284-22-000009.hdr.sgml : 20221109
20221109144239
ACCESSION NUMBER: 0001017284-22-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221109
EFFECTIVENESS DATE: 20221109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THOMPSON DAVIS & CO., INC.
CENTRAL INDEX KEY: 0001017284
IRS NUMBER: 133848035
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15833
FILM NUMBER: 221372100
BUSINESS ADDRESS:
STREET 1: 9030 STONY POINT PKWY, STE 100
STREET 2: 16TH FLOOR
CITY: RICHMOND
STATE: VA
ZIP: 23235
BUSINESS PHONE: 804-644-6380
MAIL ADDRESS:
STREET 1: 9030 STONY POINT PKWY, STE 100
STREET 2: 16TH FLOOR
CITY: RICHMOND
STATE: VA
ZIP: 23235
FORMER COMPANY:
FORMER CONFORMED NAME: NET SECURITIES CORP.
DATE OF NAME CHANGE: 20020425
FORMER COMPANY:
FORMER CONFORMED NAME: NET SECURITIES CORP
DATE OF NAME CHANGE: 20020425
FORMER COMPANY:
FORMER CONFORMED NAME: BLOOMBERG SECURITIES INC /BD
DATE OF NAME CHANGE: 19961105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001017284
XXXXXXXX
09-30-2022
09-30-2022
THOMPSON DAVIS & CO., INC.
9030 STONY POINT PKWY, STE 100
16TH FLOOR
RICHMOND
VA
23235
13F HOLDINGS REPORT
028-15833
N
Peggy Myers Walz
Chief Compliance Officer
8046446382
Peggy Myers Walz
Richmond
VA
11-09-2022
0
88
73635
false
INFORMATION TABLE
2
tdc3q22.xml
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
305
7225
SH
SOLE
0
0
7225
AEHR TEST SYS
COM
00760J108
607
43040
SH
SOLE
0
0
43040
ADVANCED MICRO DEVICES INC
COM
007903107
1578
24900
SH
SOLE
0
0
24900
ALLIED HEALTHCARE PRODS INC
COM NEW
019222207
17
13000
SH
SOLE
0
0
13000
ALPHABET INC
CAP STK CL C
02079K107
985
10240
SH
SOLE
0
0
10240
ALPHABET INC
CAP STK CL A
02079K305
408
4260
SH
SOLE
0
0
4260
AMAZON COM INC
COM
023135106
817
7233
SH
SOLE
0
0
7233
APOLLO ENDOSURGERY INC
COM
03767D108
408
74078
SH
SOLE
0
0
74078
APPLE INC
COM
037833100
1808
13085
SH
SOLE
0
0
13085
CECO ENVIRONMENTAL CORP
COM
125141101
222
25049
SH
SOLE
0
0
25049
CARLISLE COS INC
COM
142339100
5794
20664
SH
SOLE
0
0
20664
CEMEX SAB DE CV
SPON ADR NEW
151290889
41
12000
SH
SOLE
0
0
12000
CHENIERE ENERGY INC
COM NEW
16411R208
477
2875
SH
SOLE
0
0
2875
COCA COLA CO
COM
191216100
500
8930
SH
SOLE
0
0
8930
CORE MOLDING TECHNOLOGIES IN
COM
218683100
571
57475
SH
SOLE
0
0
57475
COSTCO WHSL CORP NEW
COM
22160K105
416
880
SH
SOLE
0
0
880
DOLLAR GEN CORP NEW
COM
256677105
235
981
SH
SOLE
0
0
981
DOMINION ENERGY INC
COM
25746U109
269
3899
SH
SOLE
0
0
3899
DOVER CORP
COM
260003108
2413
20700
SH
SOLE
0
0
20700
ENBRIDGE INC
COM
29250N105
225
6075
SH
SOLE
0
0
6075
ENERGY SVCS ACQUISITION CORP
COM
29271Q103
742
259575
SH
SOLE
0
0
259575
ENPHASE ENERGY INC
COM
29355A107
444
1600
SH
SOLE
0
0
1600
EVOLENT HEALTH INC
CL A
30050B101
364
10125
SH
SOLE
0
0
10125
META PLATFORMS INC
CL A
30303M102
289
2130
SH
SOLE
0
0
2130
FORTRESS BIOTECH INC
COM
34960Q109
11
12996
SH
SOLE
0
0
12996
GALIANO GOLD INC
COM
36352H100
5
10000
SH
SOLE
0
0
10000
GLIMPSE GROUP INC
COM
37892C106
53
10000
SH
SOLE
0
0
10000
GOLD ROYALTY CORP
COMMON SHARES
38071H106
79
31000
SH
SOLE
0
0
31000
HECLA MNG CO
COM
422704106
56
14256
SH
SOLE
0
0
14256
HYCROFT MINING HOLDING CORP
*W EXP 02/12/202
44862P117
4
40000
SH
SOLE
0
0
40000
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
588
24050
SH
SOLE
0
0
24050
INTERNATIONAL TOWER HILL MIN
COM
46050R102
26
50000
SH
SOLE
0
0
50000
IRON MTN INC DEL
COM
46284V101
352
8000
SH
SOLE
0
0
8000
ISHARES TR
RUSSELL 2000 ETF
464287655
533
3230
SH
SOLE
0
0
3230
ISHARES TR
MICRO-CAP ETF
464288869
315
3043
SH
SOLE
0
0
3043
ISHARES TR
FLTG RATE NT ETF
46429B655
351
6990
SH
SOLE
0
0
6990
JPMORGAN CHASE & CO
COM
46625H100
234
2241
SH
SOLE
0
0
2241
J P MORGAN EXCHANGE TRADED F
ULTRA SHT MUNCPL
46641Q654
245
4875
SH
SOLE
0
0
4875
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
265
5289
SH
SOLE
0
0
5289
JOHNSON & JOHNSON
COM
478160104
569
3485
SH
SOLE
0
0
3485
KINSALE CAP GROUP INC
COM
49714P108
715
2800
SH
SOLE
0
0
2800
LILLY ELI & CO
COM
532457108
1196
3700
SH
SOLE
0
0
3700
EDGIO INC
COM
53261M104
275
99069
SH
SOLE
0
0
99069
LIVENT CORP
COM
53814L108
256
8350
SH
SOLE
0
0
8350
LUNA INNOVATIONS INC
COM
550351100
144
32445
SH
SOLE
0
0
32445
MICROSOFT CORP
COM
594918104
699
3000
SH
SOLE
0
0
3000
NEXTDECADE CORP
COM
65342K105
83
13750
SH
SOLE
0
0
13750
NORTHROP GRUMMAN CORP
COM
666807102
222
473
SH
SOLE
0
0
473
NVIDIA CORPORATION
COM
67066G104
862
7100
SH
SOLE
0
0
7100
ON SEMICONDUCTOR CORP
COM
682189105
249
4000
SH
SOLE
0
0
4000
PALO ALTO NETWORKS INC
COM
697435105
319
1950
SH
SOLE
0
0
1950
PARAMOUNT GOLD NEV CORP
COM
69924M109
13
42000
SH
SOLE
0
0
42000
PROCTER AND GAMBLE CO
COM
742718109
852
6745
SH
SOLE
0
0
6745
PROFIRE ENERGY INC
COM
74316X101
43
50489
SH
SOLE
0
0
50489
PROFOUND MED CORP
COM NEW
74319B502
83
20586
SH
SOLE
0
0
20586
PROSHARES TR
ULTRAPRO SHT QQQ
74347G432
399
6500
SH
SOLE
0
0
6500
QUALCOMM INC
COM
747525103
215
1900
SH
SOLE
0
0
1900
REEDS INC
COM
758338107
54
444000
SH
SOLE
0
0
444000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
531
1488
SH
SOLE
0
0
1488
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
467
1164
SH
SOLE
0
0
1164
S&W SEED CO
COM
785135104
25
33950
SH
SOLE
0
0
33950
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
206
1698
SH
SOLE
0
0
1698
SELECT SECTOR SPDR TR
ENERGY
81369Y506
901
12507
SH
SOLE
0
0
12507
SENSUS HEALTHCARE INC
COM
81728J109
201
16000
SH
SOLE
0
0
16000
SKY HARBOUR GROUP CORPORATIO
*W EXP 10/21/202
83085C115
3
10000
SH
SOLE
0
0
10000
SMART SAND INC
COM
83191H107
16
10000
SH
SOLE
0
0
10000
SMITH MIDLAND CORP
COM
832156103
27274
1019572
SH
SOLE
0
0
1019572
SOTHERLY HOTELS INC
COM
83600C103
2083
1108044
SH
SOLE
0
0
1108044
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
228
17800
SH
SOLE
0
0
17800
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
73
11000
SH
SOLE
0
0
11000
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
237
15200
SH
SOLE
0
0
15200
STANDARD LITHIUM LTD
COM
853606101
350
80750
SH
SOLE
0
0
80750
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
38
31520
SH
SOLE
0
0
31520
SUPERIOR DRILLING PRODS INC
COM
868153107
10
15000
SH
SOLE
0
0
15000
T-MOBILE US INC
COM
872590104
208
1550
SH
SOLE
0
0
1550
TESLA INC
COM
88160R101
5071
19116
SH
SOLE
0
0
19116
VANECK MERK GOLD TR
GOLD TRUST
921078101
320
19865
SH
SOLE
0
0
19865
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
632
4674
SH
SOLE
0
0
4674
VANGUARD WORLD FD
ESG US STK ETF
921910733
367
5841
SH
SOLE
0
0
5841
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
223
3743
SH
SOLE
0
0
3743
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
940
2862
SH
SOLE
0
0
2862
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
271
1893
SH
SOLE
0
0
1893
VANGUARD INDEX FDS
GROWTH ETF
922908736
675
3156
SH
SOLE
0
0
3156
VANGUARD INDEX FDS
VALUE ETF
922908744
1009
8168
SH
SOLE
0
0
8168
VANGUARD INDEX FDS
SMALL CP ETF
922908751
415
2430
SH
SOLE
0
0
2430
VISTA GOLD CORP
COM NEW
927926303
56
106667
SH
SOLE
0
0
106667
VISA INC
COM CL A
92826C839
215
1208
SH
SOLE
0
0
1208
WOLFSPEED INC
COM
977852102
290
2803
SH
SOLE
0
0
2803