0001017284-22-000007.txt : 20220802
0001017284-22-000007.hdr.sgml : 20220802
20220802124835
ACCESSION NUMBER: 0001017284-22-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220802
DATE AS OF CHANGE: 20220802
EFFECTIVENESS DATE: 20220802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THOMPSON DAVIS & CO., INC.
CENTRAL INDEX KEY: 0001017284
IRS NUMBER: 133848035
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15833
FILM NUMBER: 221127800
BUSINESS ADDRESS:
STREET 1: 9030 STONY POINT PKWY, STE 100
STREET 2: 16TH FLOOR
CITY: RICHMOND
STATE: VA
ZIP: 23235
BUSINESS PHONE: 804-644-6380
MAIL ADDRESS:
STREET 1: 9030 STONY POINT PKWY, STE 100
STREET 2: 16TH FLOOR
CITY: RICHMOND
STATE: VA
ZIP: 23235
FORMER COMPANY:
FORMER CONFORMED NAME: NET SECURITIES CORP.
DATE OF NAME CHANGE: 20020425
FORMER COMPANY:
FORMER CONFORMED NAME: NET SECURITIES CORP
DATE OF NAME CHANGE: 20020425
FORMER COMPANY:
FORMER CONFORMED NAME: BLOOMBERG SECURITIES INC /BD
DATE OF NAME CHANGE: 19961105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001017284
XXXXXXXX
06-30-2022
06-30-2022
THOMPSON DAVIS & CO., INC.
9030 STONY POINT PKWY, STE 100
16TH FLOOR
RICHMOND
VA
23235
13F HOLDINGS REPORT
028-15833
N
Peggy Myers Walz
Chief Compliance Officer
8046446382
Peggy Myers Walz
Richmond
VA
08-02-2022
0
148
129898
false
INFORMATION TABLE
2
tdc2q22.xml
ABBVIE INC
COM
00287Y109
351
2291
SH
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0
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2291
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
62
12660
SH
SOLE
0
0
12660
ADIAL PHARMACEUTICALS INC
COM
00688A106
28
21000
SH
SOLE
0
0
21000
ADVANCED MICRO DEVICES INC
COM
007903107
1979
25876
SH
SOLE
0
0
25876
AEHR TEST SYS
COM
00760J108
365
48625
SH
SOLE
0
0
48625
AERCAP HOLDINGS NV
SHS
N00985106
221
5386
SH
SOLE
0
0
5386
AETHLON MED INC
COM
00808Y307
11
10000
SH
SOLE
0
0
10000
ALBEMARLE CORP
COM
012653101
231
1103
SH
SOLE
0
0
1103
ALLIED HEALTHCARE PRODS INC
COM NEW
019222207
16
10000
SH
SOLE
0
0
10000
ALLISON TRANSMISSION HLDGS I
COM
01973R101
1690
43950
SH
SOLE
0
0
43950
ALPHABET INC
CAP STK CL C
02079K107
1201
549
SH
SOLE
0
0
549
ALPHABET INC
CAP STK CL A
02079K305
745
342
SH
SOLE
0
0
342
ALTRIA GROUP INC
COM
02209S103
461
11037
SH
SOLE
0
0
11037
AMAZON COM INC
COM
023135106
1396
13146
SH
SOLE
0
0
13146
AMERICAN EXPRESS CO
COM
025816109
250
1802
SH
SOLE
0
0
1802
ANTERO RESOURCES CORP
COM
03674X106
200
6525
SH
SOLE
0
0
6525
APOLLO ENDOSURGERY INC
COM
03767D108
446
122118
SH
SOLE
0
0
122118
APPLE INC
COM
037833100
2995
21909
SH
SOLE
0
0
21909
AT&T INC
COM
00206R102
238
11344
SH
SOLE
0
0
11344
BALCHEM CORP
COM
057665200
11902
91734
SH
SOLE
0
0
91734
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1708
6257
SH
SOLE
0
0
6257
CARDIOL THERAPEUTICS INC
COM CL A
14161Y200
37
28400
SH
SOLE
0
0
28400
CAREDX INC
COM
14167L103
258
12000
SH
SOLE
0
0
12000
CARLISLE COS INC
COM
142339100
7981
33447
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SOLE
0
0
33447
CASS INFORMATION SYS INC
COM
14808P109
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31004
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0
31004
CATERPILLAR INC
COM
149123101
404
2260
SH
SOLE
0
0
2260
CECO ENVIRONMENTAL CORP
COM
125141101
126
21146
SH
SOLE
0
0
21146
CEMEX SAB DE CV
SPON ADR NEW
151290889
62
15795
SH
SOLE
0
0
15795
CLARIVATE PLC
ORD SHS
G21810109
151
10880
SH
SOLE
0
0
10880
COCA COLA CO
COM
191216100
1678
26679
SH
SOLE
0
0
26679
COSTCO WHSL CORP NEW
COM
22160K105
628
1310
SH
SOLE
0
0
1310
CVS HEALTH CORP
COM
126650100
1659
17904
SH
SOLE
0
0
17904
DANAHER CORPORATION
COM
235851102
305
1202
SH
SOLE
0
0
1202
DISNEY WALT CO
COM
254687106
380
4029
SH
SOLE
0
0
4029
DOLLAR GEN CORP NEW
COM
256677105
285
1163
SH
SOLE
0
0
1163
DOMINION ENERGY INC
COM
25746U109
1203
15071
SH
SOLE
0
0
15071
DOVER CORP
COM
260003108
5257
43333
SH
SOLE
0
0
43333
DYCOM INDS INC
COM
267475101
233
2500
SH
SOLE
0
0
2500
ELEVANCE HEALTH INC
COM
036752103
272
564
SH
SOLE
0
0
564
ENBRIDGE INC
COM
29250N105
325
7695
SH
SOLE
0
0
7695
ENERGY FUELS INC
COM NEW
292671708
55
11200
SH
SOLE
0
0
11200
ENERGY SVCS ACQUISITION CORP
COM
29271Q103
110
53600
SH
SOLE
0
0
53600
ENPHASE ENERGY INC
COM
29355A107
381
1950
SH
SOLE
0
0
1950
EQUINOR ASA
SPONSORED ADR
29446M102
664
19100
SH
SOLE
0
0
19100
EXXON MOBIL CORP
COM
30231G102
687
8018
SH
SOLE
0
0
8018
FLOWERS FOODS INC
COM
343498101
2118
80475
SH
SOLE
0
0
80475
FORTRESS BIOTECH INC
COM
34960Q109
11
12996
SH
SOLE
0
0
12996
FRP HLDGS INC
COM
30292L107
2244
37184
SH
SOLE
0
0
37184
GALIANO GOLD INC
COM
36352H100
4
10000
SH
SOLE
0
0
10000
GEOVAX LABS INC
COM
373678507
8
10000
SH
SOLE
0
0
10000
GLIMPSE GROUP INC
COM
37892C106
40
10000
SH
SOLE
0
0
10000
GLOBAL X FDS
US INFR DEV ETF
37954Y673
226
9922
SH
SOLE
0
0
9922
GOLD ROYALTY CORP
COMMON SHARES
38071H106
79
35300
SH
SOLE
0
0
35300
GREAT PANTHER MNG LTD
COM
39115V101
2
20000
SH
SOLE
0
0
20000
HALLIBURTON CO
COM
406216101
243
7760
SH
SOLE
0
0
7760
HALOZYME THERAPEUTICS INC
COM
40637H109
398
9052
SH
SOLE
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0
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HAVERTY FURNITURE COS INC
COM
419596101
423
18250
SH
SOLE
0
0
18250
HECLA MNG CO
COM
422704106
63
15223
SH
SOLE
0
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15223
HOME DEPOT INC
COM
437076102
211
771
SH
SOLE
0
0
771
HYCROFT MINING HOLDING CORP
*W EXP 02/12/202
44862P117
8
40000
SH
SOLE
0
0
40000
INNOVATIVE SOLUTIONS & SUPPO
COM
45769N105
1808
251050
SH
SOLE
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251050
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
646
24050
SH
SOLE
0
0
24050
INTEL CORP
COM
458140100
998
26685
SH
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0
0
26685
INTERNATIONAL BUSINESS MACHS
COM
459200101
261
1850
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INTERNATIONAL TOWER HILL MIN
COM
46050R102
35
68000
SH
SOLE
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68000
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
211
1572
SH
SOLE
0
0
1572
IQVIA HLDGS INC
COM
46266C105
287
1322
SH
SOLE
0
0
1322
IRON MTN INC NEW
COM
46284V101
493
10123
SH
SOLE
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10123
ISHARES TR
SELECT DIVID ETF
464287168
267
2273
SH
SOLE
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ISHARES TR
RUSSELL 2000 ETF
464287655
601
3547
SH
SOLE
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3547
ISHARES TR
MICRO-CAP ETF
464288869
349
3353
SH
SOLE
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3353
ISHARES TR
FLTG RATE NT ETF
46429B655
521
10430
SH
SOLE
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ISHARES TR
CORE HIGH DV ETF
46429B663
293
2913
SH
SOLE
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2913
J P MORGAN EXCHANGE TRADED F
ULTRA SHT MUNCPL
46641Q654
298
5875
SH
SOLE
0
0
5875
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
290
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SOLE
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0
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JOHNSON & JOHNSON
COM
478160104
2821
15889
SH
SOLE
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JPMORGAN CHASE & CO
COM
46625H100
348
3089
SH
SOLE
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KEYSIGHT TECHNOLOGIES INC
COM
49338L103
397
2880
SH
SOLE
0
0
2880
KIMBERLY-CLARK CORP
COM
494368103
1939
14350
SH
SOLE
0
0
14350
KINSALE CAP GROUP INC
COM
49714P108
700
3050
SH
SOLE
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3050
LANTRONIX INC
COM NEW
516548203
96
17833
SH
SOLE
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LILLY ELI & CO
COM
532457108
1070
3300
SH
SOLE
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LIMELIGHT NETWORKS INC
COM
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23469
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LUNA INNOVATIONS INC
COM
550351100
251
43010
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MARTIN MARIETTA MATLS INC
COM
573284106
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930
SH
SOLE
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MCDONALDS CORP
COM
580135101
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SH
SOLE
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3184
MEDALIST DIVERSIFIED REIT IN
COM
58403P105
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MERCK & CO INC
COM
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18210
SH
SOLE
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18210
META PLATFORMS INC
CL A
30303M102
269
1669
SH
SOLE
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MICROSOFT CORP
COM
594918104
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19574
SH
SOLE
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NEWMONT CORP
COM
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NEXTDECADE CORP
COM
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NORFOLK SOUTHN CORP
COM
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NORTHROP GRUMMAN CORP
COM
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472
NVIDIA CORPORATION
COM
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SOLE
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ON SEMICONDUCTOR CORP
COM
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SOLE
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PALO ALTO NETWORKS INC
COM
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PARAMOUNT GOLD NEV CORP
COM
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PEPSICO INC
COM
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PFIZER INC
COM
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PRICE T ROWE GROUP INC
COM
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PROCTER AND GAMBLE CO
COM
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PROFIRE ENERGY INC
COM
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PROFOUND MED CORP
COM NEW
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78082
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QUALCOMM INC
COM
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COM
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REEDS INC
COM
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S&W SEED CO
COM
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SALESFORCE INC
COM
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SELECT SECTOR SPDR TR
ENERGY
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SENSUS HEALTHCARE INC
COM
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10000
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10000
SMITH MIDLAND CORP
COM
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SOTHERLY HOTELS INC
COM
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SPDR GOLD TR
GOLD SHS
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TR UNIT
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UTSER1 S&PDCRP
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UNIT
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TR UNIT
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COM
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COM NEW
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COM
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COM
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COM
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TELLURIAN INC NEW
COM
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TESLA INC
COM
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UNION PAC CORP
COM
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UNITED BANKSHARES INC WEST V
COM
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13069
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VAALCO ENERGY INC
COM NEW
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32950
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JUNIOR GOLD MINE
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SM CP VAL ETF
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EXTEND MKT ETF
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VALUE ETF
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SMALL CP ETF
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2485
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VNG RUS1000VAL
92206C714
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3773
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DIV APP ETF
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VANGUARD WORLD FD
ESG US STK ETF
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6091
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SOLE
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0
6091
VERIZON COMMUNICATIONS INC
COM
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8112
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SOLE
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VISA INC
COM CL A
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SOLE
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1673
VISTA GOLD CORP
COM NEW
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137736
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SOLE
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WALMART INC
COM
931142103
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25670
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SOLE
0
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WELLS FARGO CO NEW
COM
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SOLE
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WOLFSPEED INC
COM
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SOLE
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YELLOW CORP
COM
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SOLE
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