-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7wxnLyaAMyCzv665sMa+eb4EvIIY3q/k+fORIqtNoUz4AtBMQflSN6r86UwYkts PSNNVsjA/6q7SPGDzSCkhw== 0001411686-10-000046.txt : 20100219 0001411686-10-000046.hdr.sgml : 20100219 20100219160557 ACCESSION NUMBER: 0001411686-10-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100216 FILED AS OF DATE: 20100219 DATE AS OF CHANGE: 20100219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENHILL ADVISORS LLC CENTRAL INDEX KEY: 0001137521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 10619701 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH ST 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-432-0600 MAIL ADDRESS: STREET 1: 156 WEST 56TH ST 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: KREVLIN ADVISORS LLC DATE OF NAME CHANGE: 20010402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENHILL CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001137522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 10619699 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH ST 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-432-0600 MAIL ADDRESS: STREET 1: 156 WEST 56TH ST 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: GJK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KREVLIN GLENN J CENTRAL INDEX KEY: 0001159120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 10619700 MAIL ADDRESS: STREET 1: 156 WEST 56TH ST 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-16 0001017259 NMT MEDICAL INC NMTI 0001137521 GLENHILL ADVISORS LLC 156 WEST 56TH STREET 17TH FLOOR NEW YORK NY 10019 0 0 1 0 0001159120 KREVLIN GLENN J 156 WEST 56TH STREET 17TH FLOOR NEW YORK NY 10019 0 0 1 0 0001137522 GLENHILL CAPITAL MANAGEMENT LLC 156 WEST 56TH STREET 17TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2010-02-16 4 P 0 761938 2.15 A 2609358 I See Footnote Common Stock Purchase Warrant (Right to Buy) 2.90 2010-02-16 4 P 0 761938 2.15 A 2010-08-17 2015-02-16 Common Stock 609550 761938 I See Footnote 1 Reporting person, Glenn J. Krevlin, is the managing member of Glenhill Advisors, LLC, a limited liability company that is managing member of Glenhill Capital Management LLC, which has investment control and owns a minority interest in various private investment funds, including Glenhill Capital LP, Glenhill Capital Overseas Master Fund, LP and Glenhill Concentrated Long Master Fund LLC, which collectively own the reported securities. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Of the securities reported in this Form 4, Glenhill Capital LP purchased 345,528 securities, Glenhill Capital Overseas Master Fund, LP purchased 306,410 securities, and Glenhill Concentrated Long Master Fund L.L.C. purchased 110,000 securities. Of the 2,609,358 securities reported in this Form 4, reporting person Glenn J. Krevlin directly beneficially owns 69,820 of the issuer's securities. In addition, the warrants shall not be exercisable until the closing price per share of the Common Stock of the issuer is equal to or greater than $2.90 per share for five consecutive trading days following such date. /s/ Glenn J. Krevlin 2010-02-19 /s/ Glenn J. Krevlin, Managing Member, Glenhill Advisors, LLC 2010-02-19 /s/ Glenn J. Krevlin, Managing Member, Glenhill Advisors, LLC, Managing Member, Glenhill Capital Management, LLC 2010-02-19 -----END PRIVACY-ENHANCED MESSAGE-----