-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jvq39O2EBCk7XsAT0DTb/T/HDiMlYCKOdAsbaP1h7AUnnEosmc6fN58xHTcYDjIa TneqilkdaaseiG31DZSAUA== 0001181431-10-009907.txt : 20100218 0001181431-10-009907.hdr.sgml : 20100218 20100218094754 ACCESSION NUMBER: 0001181431-10-009907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100216 FILED AS OF DATE: 20100218 DATE AS OF CHANGE: 20100218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHONEY JAMES J JR CENTRAL INDEX KEY: 0001227373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 10614907 MAIL ADDRESS: STREET 1: C/O ASPECT MEDICAL SYSTEMS INC STREET 2: 141 NEEDHAM ST CITY: NEWTON STATE: MA ZIP: 02464-1505 FORMER NAME: FORMER CONFORMED NAME: MAHONEY JACK DATE OF NAME CHANGE: 20030415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 4 1 rrd266373.xml FORM 4 X0303 4 2010-02-16 0 0001017259 NMT MEDICAL INC NMTI 0001227373 MAHONEY JAMES J JR 86 WINDING RIVER ROAD NEEDHAM MA 02492 1 0 0 0 COMMON STOCK 2010-02-16 4 P 0 11650 2.15 A 90556 D COMMON STOCK PURCHASE WARRANT (Right to Buy) 2.90 2010-02-16 4 P 0 9320 2.90 A 2010-08-17 2015-02-16 COMMON STOCK 9320 99876 D In addition, the warrants shall not be exercisable until the closing price per share of the common stock of the Company is equal to or greater than $2.90 for five consecutive trading days following such date. Includes Common Stock Purchase Warrants. /s/ JAMES J. MAHONEY JR 2010-02-18 -----END PRIVACY-ENHANCED MESSAGE-----