-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFVTLCIHyxcMIujIlbkT+UAupOl0VUwyQD/4ubo5u/p+nmx4urWxh7+p9b3qKO0F 5wLDu6VQBrwQ0M7gBhKR3A== 0001181431-07-018566.txt : 20070312 0001181431-07-018566.hdr.sgml : 20070312 20070312180400 ACCESSION NUMBER: 0001181431-07-018566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070309 FILED AS OF DATE: 20070312 DATE AS OF CHANGE: 20070312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCK JAMES E MD CENTRAL INDEX KEY: 0001245294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 07688861 BUSINESS ADDRESS: STREET 1: C/O CHILDRENS HOSPITAL STREET 2: 300 LONGWOOD AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6173557313 4 1 rrd150959.xml FORM 4 X0202 4 2007-03-09 0 0001017259 NMT MEDICAL INC NMTI 0001245294 LOCK JAMES E MD 118 WINDERMERE ROAD AUBURNDALE MA 02466 1 0 0 0 COMMON STOCK 2007-03-09 4 M 0 1200 3.94 A 1200 D COMMON STOCK 2007-03-09 4 M 0 400 4.19 A 1600 D COMMON STOCK 2007-03-09 4 G 0 800 0 D 800 D COMMON STOCK 2007-03-09 4 G 0 800 0 D 0 D OPTION (RIGHT TO BUY) 3.94 2007-03-09 4 M 0 1200 3.94 D 2004-06-22 2014-06-21 COMMON STOCK 1200 0 D OPTION (RIGHT TO BUY) 4.19 2007-03-09 4 M 0 400 4.19 D 2003-06-18 2013-06-17 COMMON STOCK 400 1300 D This option was exercisable 6 months from date of grant. /s/ JAMES E. LOCK, M.D 2007-03-12 -----END PRIVACY-ENHANCED MESSAGE-----