-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JCQ6nmUxYY42XlBEWT16qwdHL432DexjtqB4Djsq8xMF/u5NI5jz3SkZDZId6tCw zoBpdRPCMG/fFl0T1FISTQ== 0001181431-06-065044.txt : 20061120 0001181431-06-065044.hdr.sgml : 20061120 20061120163900 ACCESSION NUMBER: 0001181431-06-065044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061117 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCK JAMES E MD CENTRAL INDEX KEY: 0001245294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 061230286 BUSINESS ADDRESS: STREET 1: C/O CHILDRENS HOSPITAL STREET 2: 300 LONGWOOD AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6173557313 4 1 rrd136968.xml FORM 4 X0202 4 2006-11-17 0 0001017259 NMT MEDICAL INC NMTI 0001245294 LOCK JAMES E MD 118 WINDERMERE ROAD AUBURNDALE MA 02466 1 0 0 0 COMMON STOCK 2006-11-17 4 M 0 300 4.19 A 300 D COMMON STOCK 2006-11-17 4 G 0 300 0.00 D 0 D OPTION (RIGHT TO BUY) 4.19 2006-11-17 4 M 0 300 0 D 2003-12-18 2013-06-17 COMMON STOCK 300 1700 D This option was exercisable 6 months from date of grant. /s/ JAMES E. LOCK, M.D. 2006-11-20 -----END PRIVACY-ENHANCED MESSAGE-----