-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P3JMhEgqaK4EBfuSJ/UbwaN2CEGLVyjwzj5MYWaNZ9PnguPV4D10Dw5zh36aVqnY kamRt1r6f32qqbouKSWErQ== 0001181431-06-049860.txt : 20060828 0001181431-06-049860.hdr.sgml : 20060828 20060828161727 ACCESSION NUMBER: 0001181431-06-049860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060825 FILED AS OF DATE: 20060828 DATE AS OF CHANGE: 20060828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RICHARD E CENTRAL INDEX KEY: 0001245310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 061058893 BUSINESS ADDRESS: STREET 1: C/O NMT MEDICAL INC STREET 2: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210-1625 BUSINESS PHONE: 6177370930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 4 1 rrd128691.xml FORM 4 X0202 4 2006-08-25 0 0001017259 NMT MEDICAL INC NMTI 0001245310 DAVIS RICHARD E NMT MEDICAL, INC. 27 WORMWOOD STREET BOSTON MA 02110 0 1 0 0 VP & CHIEF FINANCIAL OFFICER COMMON STOCK 2006-08-25 4 M 0 4500 3.50 A 96587 D OPTION (RIGHT TO BUY) 3.50 2006-08-25 4 M 0 4500 3.50 D 2004-09-21 2014-09-20 COMMON STOCK 4500 13500 D Includes 1,101 shares from the Company's ESPP that were acquired since the last beneficial ownership statement was reported. Vests in equal annual installments over a 4 year period, commencing one year after this option has been granted. /s/ RICHARD E. DAVIS 2006-08-28 -----END PRIVACY-ENHANCED MESSAGE-----