-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpAhuO6yrx7BWIKTnC0SjM0iMREtn4vDl85x0Xp5u0+EbW9RLB8AKchhSQXPv6bV WJ0vahWsCZxyrObJC29PMg== 0001181431-06-029937.txt : 20060512 0001181431-06-029937.hdr.sgml : 20060512 20060512150008 ACCESSION NUMBER: 0001181431-06-029937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060511 FILED AS OF DATE: 20060512 DATE AS OF CHANGE: 20060512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCK JAMES E MD CENTRAL INDEX KEY: 0001245294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 06834272 BUSINESS ADDRESS: STREET 1: C/O CHILDRENS HOSPITAL STREET 2: 300 LONGWOOD AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6173557313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 4 1 rrd117618.xml OPTION EXERCISE ON 5/11/2006 X0202 4 2006-05-11 0 0001017259 NMT MEDICAL INC NMTI 0001245294 LOCK JAMES E MD 118 WINDERMERE ROAD AUBURNDALE MA 02466 1 0 0 0 Common Stock 2006-05-11 4 M 0 800 3.94 A 800 D Common Stock 2006-05-11 4 G 0 800 3.94 D 0 D Option (Right to Buy) 3.94 2006-05-11 4 M 0 800 3.94 D 2004-12-22 2014-06-21 Common Stock 800 1200 D Shares were exercisable 6 months from date of grant /s/ James E Lock 2006-05-11 -----END PRIVACY-ENHANCED MESSAGE-----