-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uyhdw7EXYYEekNo6fI1BhBfwot9sAPqq+8XYoGy50WAmHsA5y6KfBxqYf7VHXgh0 ubYkKchBQB1HzXIAA4/zgw== 0001181431-06-018386.txt : 20060316 0001181431-06-018386.hdr.sgml : 20060316 20060316143146 ACCESSION NUMBER: 0001181431-06-018386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060316 FILED AS OF DATE: 20060316 DATE AS OF CHANGE: 20060316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RICHARD E CENTRAL INDEX KEY: 0001245310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 06691314 BUSINESS ADDRESS: STREET 1: C/O NMT MEDICAL INC STREET 2: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210-1625 BUSINESS PHONE: 6177370930 4 1 rrd111471.xml OPTION EXERCISE 3/16/06 X0202 4 2006-03-16 0 0001017259 NMT MEDICAL INC NMTI 0001245310 DAVIS RICHARD E NMT MEDICAL, INC. 27 WORMWOOD STREET BOSTON MA 02110 0 1 0 0 V.P. & Chief Financial Officer Common Stock 2006-03-16 4 M 0 8854 1.25 A 78611 D Common Stock 2006-03-16 4 M 0 1875 1.76 A 80486 D Common Stock 2006-03-16 4 M 0 11500 5.03 A 91986 D Option (Right to Buy) 1.25 2006-03-16 4 M 0 8854 1.25 D 2001-02-14 2011-02-13 Common Stock 8854 0 D Option (Right to Buy) 1.76 2006-03-16 4 M 0 1875 1.76 D 2001-03-16 2011-03-15 Common Stock 1875 0 D Option (Right to Buy) 5.03 2006-03-16 4 M 0 11500 5.03 D 2002-03-07 2012-03-06 Common Stock 11000 11500 D Vests in equal monthly installments over a 4 year period, commencing one month after this option has been granted. Vests in equal annual installments over a 4 year period, commencing one year after this option has been granted. /s/ Richard E Davis 2006-03-16 -----END PRIVACY-ENHANCED MESSAGE-----