-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LbtFvvxcTOG8upIgKVMolSb7MVN20+lDzMWd2eb8POF6VniD7jUGimtcZR8R04al UUt8aaMg8klAp56G6B+RiQ== 0001181431-05-051592.txt : 20050913 0001181431-05-051592.hdr.sgml : 20050913 20050913170029 ACCESSION NUMBER: 0001181431-05-051592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050909 FILED AS OF DATE: 20050913 DATE AS OF CHANGE: 20050913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCK JAMES E MD CENTRAL INDEX KEY: 0001245294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 051082732 BUSINESS ADDRESS: STREET 1: C/O CHILDRENS HOSPITAL STREET 2: 300 LONGWOOD AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6173557313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 4 1 rrd91942.xml DR. LOCK EXERCISE AND GIFTING OF SHARES 9.9.05 X0202 4 2005-09-09 0 0001017259 NMT MEDICAL INC NMTI 0001245294 LOCK JAMES E MD 118 WINDERMERE ROAD AUBURNDALE MA 02466 1 0 0 0 Common Stock 2005-09-09 4 M 0 400 4.19 A 400 D Common Stock 2005-09-09 4 G 0 400 0 D 0 D Option (Right to Buy) 4.19 2005-09-09 4 M 0 400 4.19 D 2003-12-18 2013-12-18 Common Stock 400 4600 D /s/ James E Lock 2005-09-13 -----END PRIVACY-ENHANCED MESSAGE-----