-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UUPWajaxDnBuynQNgltvk2yvDFraL74bfzfhIO55Sg6idDy5icWYTALejN2BGauG 90AUsB4EdXT6ABf1O+LySQ== 0001181431-05-014683.txt : 20050307 0001181431-05-014683.hdr.sgml : 20050307 20050307095634 ACCESSION NUMBER: 0001181431-05-014683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050304 FILED AS OF DATE: 20050307 DATE AS OF CHANGE: 20050307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCK JAMES E MD CENTRAL INDEX KEY: 0001245294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 05662870 BUSINESS ADDRESS: STREET 1: C/O CHILDRENS HOSPITAL STREET 2: 300 LONGWOOD AVENUE CITY: BOSTON STATE: MA ZIP: 02115 BUSINESS PHONE: 6173557313 4 1 rrd71421.xml DR. LOCK EXERCISE AND GIFTING OF SHARES 3.4.05 X0202 4 2005-03-04 0 0001017259 NMT MEDICAL INC NMTI 0001245294 LOCK JAMES E MD 118 WINDERMERE ROAD AUBURNDALE MA 02466 1 0 0 0 Common Stock 2005-03-04 4 M 0 1168 2.25 A 1168 D Common Stock 2005-03-04 4 G 0 1168 0 D 0 D Option (Right to Buy) 2.25 2005-03-04 4 M 0 1168 2.25 D 2010-08-24 Common Stock 1168 0 D Vests monthly over 36 months beginning 8/25/00 /s/ James E Lock 2005-03-04 -----END PRIVACY-ENHANCED MESSAGE-----