-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QAX1w2TPnNFnsJuy0Fj9ikKluU3hy0EMeFSoTfU8+FVvgV6fgZOwMiwO2rwoHIVg ql30JZlClQpzg0eTSnonAQ== 0001181431-04-046307.txt : 20041004 0001181431-04-046307.hdr.sgml : 20041004 20041004163806 ACCESSION NUMBER: 0001181431-04-046307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041004 DATE AS OF CHANGE: 20041004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AHERN JOHN E CENTRAL INDEX KEY: 0001245487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 041062961 BUSINESS ADDRESS: STREET 1: C/O NMT MEDICAL INC STREET 2: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 1625 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: C/O NMT MEDICAL INC STREET 2: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 1625 4 1 rrd54224.xml X0202 4 2004-10-04 0 0001017259 NMT MEDICAL INC NMTI 0001245487 AHERN JOHN E C/O NMT MEDICAL, INC. 27 WORMWOOD ST SECOND FLOOR BOSTON MA 02210 1 1 0 0 Chief Executive Officer Common Stock 2004-10-04 4 M 0 1563 1.31 A 161367 D Common Stock 2004-10-04 4 M 0 1823 2.07 A 163190 D Common Stock 2004-10-04 4 M 0 1938 2.156 A 165128 D Option (Right To Buy) 1.31 2004-10-04 4 M 0 1563 1.31 D 2011-02-12 Common Stock 1563 1302 D Option (Right To Buy) 2.07 2004-10-04 4 M 0 1823 2.07 D 2011-04-25 Common Stock 1823 1823 D Option (Right To Buy) 2.156 2004-10-04 4 M 0 1938 2.156 D 2010-09-20 Common Stock 1938 69937 D Vests in 48 equal monthly installments following grant. Includes 2,593 shares from the Company's ESPP that were acquired since the last beneficial ownership statement was reported. /s/ John E Ahern 2004-10-04 -----END PRIVACY-ENHANCED MESSAGE-----